RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• A••••••••• N••••••
- N••• F•••••••• G••••• L••• state registered currentsince Mar 21, 2003 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedAug 23, 2002 to Jun 12, 2025 · Brenham, Tx
- E•••••••• A•••••••• L•• national BDJun 9, 1998 to Jul 16, 2002 · Houston, Tx
- L•• F•••••••• L•• to N••• F•••••••• G••••• L•••left Jun 12, 2025, registered Mar 21, 2003 (-8119 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Jul 16, 2002, registered Aug 23, 2002 (38 days) · Other
- M•••• A••••••••• N•••••• left L•• F•••••••• L•• for N••• F•••••••• G••••• L••• (registered 2003-03-21)Jun 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address