DFX Intelligence
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Reading the graph
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Advisor at W••••• E••••••••• A••••••• S•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••• E••••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Mar 12, 2025 | n/a | yes | DENVER, CO|ARVADA, CO|PLYMOUTH, MN | Current employment |
| T•• M••••• G••••• L•• | Independent wealth | Jun 19, 2019 | Mar 24, 2025 | no | CHICAGO, IL|WEST PALM BEACH, FL|Arvada, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• M••••• G••••• L•• | W••••• E••••••••• A••••••• S•••••••• L•• | Mar 24, 2025 | Mar 12, 2025 | -12 | Firm change | RIA to ibd |
| C• D•••• P•••••• W•••••• L•• | T•• M••••• G••••• L•• | May 20, 2019 | Jun 19, 2019 |
| C• D•••• P•••••• W•••••• L•• | Former SEC adviser | May 5, 2017 | May 20, 2019 | no | ST. PETERSBURG, FL|Jupiter, FL | Previous registration |
| B••••••• I••••••••• S•••••••• I••• ••••• | Former SEC adviser | Jun 2, 2015 | Apr 7, 2017 | no | DENVER, CO|DENVER, CO|FRISCO, CO|GETTYSBURG, SD|HURON, SD|CORSICA, SD|CENTENNIAL, CO|DENVER, CO|REDFIELD, SD|CONIFER, CO|VERMILLION, SD|PLATTE, SD|PAGE, AZ|LOVELAND, CO|GREELEY, CO|KREMMLING, CO|HOLBROOK, AZ|FORT MORGAN, CO|SILVERTHORNE, CO|DENVER, CO|DENVER, CO|LITTLETON, CO|ALBUQUERQUE, NM|FORT COLLINS, CO|EVERGREEN, CO|DENVER, CO|LITTLETON, CO|LITTLETON, CO|DENVER, CO|TRINIDAD, CO|CENTENNIAL, CO|DENVER, CO|LONE TREE, CO|FRASER, CO|PARKER, CO|SALIDA, CO|BRECKENRIDGE, CO|CRAIG, CO|ROCK SPRINGS, WY|VALENTINE, NE|HOT SPRINGS, SD|STEAMBOAT SPRINGS, CO|ALBUQUERQUE, NM|HIGHLANDS RANCH, CO|EVERGREEN, CO|CENTENNIAL, CO|GRAND JUNCTION, CO|WINSLOW, AZ|LOS LUNAS, NM|Saratoga, WY|CLIFTON, CO|DELTA, CO|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|CHEYENNE, WY|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|Rawlins, WY|LARAMIE, WY|WHEAT RIDGE, CO|GRAND JUNCTION, CO|GUNNISON, CO|FRUITA, CO|CRESTED BUTTE, CO|GREENWOOD VILLAGE, CO|AURORA, CO|CENTENNIAL, CO|AURORA, CO|GOLDEN, CO|LOUISVILLE, CO|EAGAR, AZ|ARVADA, CO|Denver, CO|MONTROSE, CO|CHEYENNE, WY|WHEATLAND, WY|SUPERIOR, CO|MT. CRESTED BUTTE, CO|NORTHGLENN, CO|ARVADA, CO|ALBUQUERQUE, NM|CHEYENNE, WY | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jan 27, 2011 | Jun 8, 2015 | no | ALTAMONTE SPRINGS, FL|GREENWOOD VILLAGE, CO | Previous registration |
| 30 |
| Firm change |
| RIA to RIA |
| B••••••• I••••••••• S•••••••• I••• ••••• | C• D•••• P•••••• W•••••• L•• | Apr 7, 2017 | May 5, 2017 | 28 | Firm change | Other |
| S•••••••• A••••••• L•• | B••••••• I••••••••• S•••••••• I••• ••••• | Jun 8, 2015 | Jun 2, 2015 | -6 | Firm change | Other |