DFX Intelligence

H•••• U•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst24 years in industry

H•••• U•••• H•••••

Advisor at C••••• P••••••• L••

NORFOLK, VA | NEW YORK, NY

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Search this name across graphsid dfx:ria:85c1f099-98f0-995e-b4ec-432f14cad0e1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 13, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Jun 15, 2022	n/a	yes	NORFOLK, VA\|NEW YORK, NY	Current employment
C••••• P••••••• L••	Independent wealth	Jun 14, 2022	n/a	yes	NORFOLK, VA\|NEW YORK, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• R••••••••• I••••••••• A•••••••	C••••• P••••••• L••	Sep 2, 2022	Jun 14, 2022	-80	Firm change after gap	RIA to RIA
B••• A•••• M••••••••• I•••	P•••••••• R••••••••• I••••••••• A•••••••	Jan 24, 2008	Jan 28, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
145076:151559:VA:2022-09-02	Sep 2, 2022	Jun 14, 2022	NORFOLK, VA	Firm change after gap

Relationships

Registered with (4)

→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Jun 15, 2022 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: current employment
Jun 14, 2022 to presentfactForm ADV
→ P•••••••• R••••••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Jan 28, 2008 to Sep 2, 2022factForm ADV
→ B••• A•••• M••••••••• I•••

Dated events

Occurred
Sep 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85c1f099-98f0-995e-b4ec-432f14cad0e1
First observed: Jun 13, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.