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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

MATTHEW JOSEPH FRANCHINA

Advisor at EMERSON EQUITY LLC

Santa Ana, CA | Irvine, CA | SAN MATEO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85ca2f4d-430f-b6a4-a2c5-15a56d20c3a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 17, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMERSON EQUITY LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Apr 1, 2013
First registration: Jun 17, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 5987117

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMERSON EQUITY LLC	Bd affiliated wealth	Dec 16, 2025	n/a	yes	Irvine, CA\|Santa Ana, CA\|SAN MATEO, CA	Current employment
MOLONEY SECURITIES ASSET MANAGEMENT LLC	Former SEC adviser	Dec 12, 2016	Dec 12, 2025	no	Irvine, CA\|MANCHESTER, MO\|Santa Ana, CA\|Costa Mesa, CA\|Santa Ana, CA\|Long Beach, CA	Previous registration
MOLONEY INVESTMENT ADVISORY LLC	Former SEC adviser	May 31, 2016	Dec 31, 2016	no	Irvine, CA\|MANCHESTER, MO	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jun 17, 2013	Jun 17, 2016	no	BREA, CA\|Birmingham, AL\|HUNTINGTON BEACH, CA\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MOLONEY SECURITIES ASSET MANAGEMENT LLC	EMERSON EQUITY LLC	Dec 12, 2025	Dec 16, 2025	4	Firm change	Ibd to ibd
MOLONEY INVESTMENT ADVISORY LLC	MOLONEY SECURITIES ASSET MANAGEMENT LLC	Dec 31, 2016	Dec 12, 2016	-19	Channel change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	MOLONEY INVESTMENT ADVISORY LLC	Jun 17, 2016	May 31, 2016	-17	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282140:282448:MO:2016-12-26	Dec 31, 2016	Dec 12, 2016	MANCHESTER, MO	Firm change

Relationships

Registered with (4)

→ EMERSON EQUITY LLCRegistered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ MOLONEY SECURITIES ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 12, 2016 to Dec 12, 2025factForm ADV
→ MOLONEY INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
May 31, 2016 to Dec 31, 2016factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jun 17, 2013 to Jun 17, 2016factForm ADV

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
Matthew Joseph Franchina left Moloney Securities Asset Management Llc for Emerson Equity Llc (registered 2025-12-16)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85ca2f4d-430f-b6a4-a2c5-15a56d20c3a6
First observed: Jun 17, 2013
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MATTHEW JOSEPH FRANCHINA

Advisor at EMERSON EQUITY LLC

Santa Ana, CA | Irvine, CA | SAN MATEO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:85ca2f4d-430f-b6a4-a2c5-15a56d20c3a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

EMERSON EQUITY LLC

Bd affiliated wealth

Dec 16, 2025

n/a

yes

Irvine, CA|Santa Ana, CA|SAN MATEO, CA

Current employment

MOLONEY SECURITIES ASSET MANAGEMENT LLC

Former SEC adviser

Dec 12, 2016

Dec 12, 2025

Previous registration

MOLONEY INVESTMENT ADVISORY LLC

Former SEC adviser

May 31, 2016

Dec 31, 2016

Irvine, CA|MANCHESTER, MO

Previous registration

CONCOURSE FINANCIAL GROUP ADVISORS

Former SEC adviser

Jun 17, 2013

Jun 17, 2016

BREA, CA|Birmingham, AL|HUNTINGTON BEACH, CA|BIRMINGHAM, AL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MOLONEY SECURITIES ASSET MANAGEMENT LLC

EMERSON EQUITY LLC

Dec 12, 2025

Dec 16, 2025

Firm change

Ibd to ibd

MOLONEY INVESTMENT ADVISORY LLC

MOLONEY SECURITIES ASSET MANAGEMENT LLC

Dec 31, 2016

Dec 12, 2016

-19

Channel change

Other

CONCOURSE FINANCIAL GROUP ADVISORS

MOLONEY INVESTMENT ADVISORY LLC

Jun 17, 2016

May 31, 2016

-17

Firm change

Other

Team

Left

Joined

From

Kind

282140:282448:MO:2016-12-26

Dec 31, 2016

Dec 12, 2016

MANCHESTER, MO

Firm change