DFX Intelligence

D•••• P••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

D•••• P••••• D•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Niceville, FL

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Search this name across graphsid dfx:ria:85d70d89-1cfe-0390-f669-559513e4de50

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 4, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 2, 2024	n/a	yes	Niceville, FL\|Niceville, FL	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	Feb 6, 2024	no	NICEVILLE, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	A••••••••• F•••••••• S•••••••• L••	Feb 6, 2024	Feb 2, 2024	-4	Firm change	Ibd to ibd
W••••• M••••••••• L••	S•••••• • C••• I•••	Feb 2, 2024	Jun 1, 2004

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Feb 6, 2024factForm ADV
→ W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 4, 2003 to Feb 2, 2024factForm ADV
→ S•••••••• F••••••••• I•••Registered adviser

Dated events

Occurred
Feb 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85d70d89-1cfe-0390-f669-559513e4de50
First observed: Nov 4, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.