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M••• S•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

M••• S•••••• F•••••

Advisor at M••••••••• W••••• A••••••• G••••

KANSAS CITY, MO

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Search this name across graphsid dfx:ria:85ea7db8-acf0-08dc-9c69-e02ce2c38443

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 6, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• W••••• A••••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• W••••• A••••••• G••••	Independent wealth	Mar 31, 2021	n/a	yes	KANSAS CITY, MO	Current employment
S•••• I••••• S••••••••• L••	Independent wealth	Apr 16, 2015	Jun 1, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• I••••• S••••••••• L••	M••••••••• W••••• A••••••• G••••	Jun 1, 2021	Mar 31, 2021	-62	Firm change after gap	Other
I•••••••• C•••••• A•••••••	S•••• I••••• S••••••••• L••	Nov 16, 2015

Relationships

Registered with (4)

→ M••••••••• W••••• A••••••• G••••Registered adviserregistration: current employment
Mar 31, 2021 to presentfactForm ADV
→ S•••• I••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 16, 2015 to Jun 1, 2021factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Jan 4, 2010 to Nov 16, 2015factForm ADV
→ E•••••• P•••• A••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85ea7db8-acf0-08dc-9c69-e02ce2c38443
First observed: Jul 6, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.