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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MID-AMERICAN WEALTH ADVISORY GROUP

MID-AMERICAN WEALTH ADVISORY GROUP INC., CRD 301621

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc7317fd-232d-5ec6-5cfd-f0b616d2e7f5

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Aug 13, 2019 to Mar 27, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $336MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $336M
Private client RAUM: $330MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $55.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 21
Advisory employees: 6
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 2,191
Individual clients: 902
High net worth clients: 46
Custody, client assets: $83.0M
SEC number: 801-121111
CIK: 1911264
CRD: 301621
Filings on the tape: 27
First filed: Aug 13, 2019
Latest filed: Mar 27, 2026
Organised: Corporation, MO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Richard Caleb Falter	n/a	KANSAS CITY, MO	6	10	1	no
Joshua Stephen Falter	n/a	KANSAS CITY, MO	5	10	1	no
MARK STEPHEN FALTER	n/a	KANSAS CITY, MO	5	41	4	no
KOLTON HUNTER HURST	n/a	KANSAS CITY, MO	2	12	n/a	no
Patrick Donald Guilfoy	n/a	KANSAS CITY, MO	1	16	3	no
Charles Martin Bourquin	n/a	KANSAS CITY, MO	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FALTER, MARK, STEPHEN	President	E	yes	04/1999	Aug 13, 2019	Nov 22, 2024
MCCANN, KEVIN, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Feb 3, 2023	Nov 22, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
OVERLAND PARK	Ks	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 7

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$336M	$336M	21	6	2	n/a	n/a
2024	Jan 14, 2025	$283M	$277M	19	6	1	n/a	n/a
2023	Jan 19, 2024	$259M	$250M	15	4	1	n/a	n/a
2022	Feb 3, 2023	$238M	$163M	10	3	1	n/a	n/a
2021	Mar 16, 2022	$237M	$189M	10	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$336M	$283M	18.5%	$238M	12.2%	21	19	2	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SOUND INCOME STRATEGIES, LLC	2	Nov 4, 2020	Nov 12, 2020	TOPEKA, KS	Team lift out	Other	4.2%

Relationships

Registered with (8)

← Charles Martin BourquinAdvisorregistration: current employment
Feb 20, 2026 to presentfactForm ADV
← Patrick Donald GuilfoyAdvisorregistration: current employment
Jul 10, 2025 to presentfactForm ADV
← KOLTON HUNTER HURSTAdvisorregistration: current employment
Mar 26, 2024 to presentfactForm ADV
← MARK STEPHEN FALTERAdvisorregistration: current employment
Mar 31, 2021 to presentfactForm ADV
← Joshua Stephen FalterAdvisorregistration: current employment
Nov 12, 2020 to presentfactForm ADV
← Richard Caleb FalterAdvisorregistration: current employment
Dec 3, 2019 to presentfactForm ADV
← Aubrianna Nicole PeckAdvisorregistration: previous registration
May 18, 2023 to Jun 5, 2023factForm ADV
← TIMOTHY COLEMAN WOMACKAdvisorregistration: previous registration
Mar 20, 2020 to Mar 26, 2021factForm ADV

Controls (2)

← FALTER, MARK, STEPHENOwnerPRESIDENT, ownership code E, individual
Aug 13, 2019 to Nov 22, 2024factForm ADV
← MCCANN, KEVIN, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 3, 2023 to Nov 22, 2024factForm ADV

Moved with (1)

← SOUND INCOME STRATEGIES, LLCRegistered adviser2 advisors, team lift out, same day
Nov 4, 2020 to Nov 12, 2020factForm ADV

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
Aubrianna Nicole Peck left Mid-American Wealth Advisory Group for Creative Planning (registered 2023-06-26)
Form ADVobserved 6 days ago
Occurred
Feb 3, 2023
Control person joined
Michael Kevin Mccann (Chief Compliance Officer) appeared on Schedule A of Mid-American Wealth Advisory Group
Form ADVobserved 6 days ago
Occurred
Jul 22, 2021
Control person left
Caleb Richard Falter (Chief Compliance Officer) no longer on Schedule A of Mid-American Wealth Advisory Group (listed 2021-04-19, absent 2021-07-22)
Form ADVobserved 6 days ago
Occurred
Apr 1, 2021
First Form ADV filing
Mid-American Wealth Advisory Group filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago
Occurred
Jan 6, 2020
Control person joined
Caleb Richard Falter (Chief Compliance Officer) appeared on Schedule A of Mid-American Wealth Advisory Group
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cc7317fd-232d-5ec6-5cfd-f0b616d2e7f5
First observed: Aug 13, 2019
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MID-AMERICAN WEALTH ADVISORY GROUP

MID-AMERICAN WEALTH ADVISORY GROUP INC., CRD 301621

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cc7317fd-232d-5ec6-5cfd-f0b616d2e7f5

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Richard Caleb Falter

n/a

KANSAS CITY, MO

Joshua Stephen Falter

n/a

KANSAS CITY, MO

MARK STEPHEN FALTER

n/a

KANSAS CITY, MO

KOLTON HUNTER HURST

n/a

KANSAS CITY, MO

n/a

Patrick Donald Guilfoy

n/a

KANSAS CITY, MO

Charles Martin Bourquin

n/a

KANSAS CITY, MO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FALTER, MARK, STEPHEN

President

yes

04/1999

Aug 13, 2019

Nov 22, 2024

MCCANN, KEVIN, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

01/2023

Feb 3, 2023

Nov 22, 2024

City

State

Country

Employees

Also broker-dealer

OVERLAND PARK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$336M

n/a

2024

Jan 14, 2025

$283M

$277M

n/a

2023

Jan 19, 2024

$259M

$250M

n/a

2022

Feb 3, 2023

$238M

$163M

n/a

2021

Mar 16, 2022

$237M

$189M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$336M

$283M

18.5%

$238M

12.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SOUND INCOME STRATEGIES, LLC

Nov 4, 2020

Nov 12, 2020

TOPEKA, KS

Team lift out

Other

4.2%