DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A••••••••• F•••••••• S•••••••• L••
Cedar Park, TX | Austin, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Dec 1, 2011 | n/a | yes | Austin, TX|Cedar Park, TX | Current employment |
| C•••• H••••• F•••••••• G•••• | Former SEC adviser | Sep 25, 2008 | Nov 11, 2010 | no | AUSTIN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••• H••••• F•••••••• G•••• | A••••••••• F•••••••• S•••••••• L•• | Nov 11, 2010 | Dec 1, 2011 | 385 | Firm change | Other |
| S••••••••• A•••••• A•••••••• I••• | C•••• H••••• F•••••••• G•••• | Oct 6, 2008 | Sep 25, 2008 |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Apr 2, 2004 | Oct 6, 2008 | no | AUSTIN, TX | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Feb 13, 1998 | Mar 30, 2004 | no | AUSTIN, TX | Previous registration |
| -11 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Mar 30, 2004 | Apr 2, 2004 | 3 | Firm change | Other |