DFX Intelligence

S•••• E•••••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

S•••• E•••••••• L••••••

Advisor at M••••• G••••• A••••••• I•••

Hockessin, DE | DENVER, CO

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Search this name across graphsid dfx:ria:85f9cf9f-ec37-c6d0-326f-c39e088484a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Jul 24, 2023	n/a	yes	Hockessin, DE\|DENVER, CO	Current employment
M•••••• F•••••••• P••••••• I••	Former SEC adviser	Jun 11, 2014	Feb 13, 2024	no	NEWARK, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• P••••••• I••	M••••• G••••• A••••••• I•••	Feb 13, 2024	Jul 24, 2023	-204	Firm change after gap	RIA to RIA
M•••••• A•••••••• L••	M•••••• F•••••••• P••••••• I••	Dec 31, 2013	Jun 11, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
169009:147363:DE:2024-02-13	Feb 13, 2024	Jul 24, 2023	NEWARK, DE	Firm change after gap

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Jul 24, 2023 to presentfactForm ADV
→ M•••••• F•••••••• P••••••• I••Registered adviserregistration: previous registration
Jun 11, 2014 to Feb 13, 2024factForm ADV
→ M•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2012 to Dec 31, 2013factForm ADV

Dated events

Occurred
Feb 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85f9cf9f-ec37-c6d0-326f-c39e088484a6
First observed: Feb 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.