DFX Intelligence

M•••••• F•••••••• P••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••••• F•••••••• P••••••• I••

CRD 169009

NEWARK, DE

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Search this name across graphsid dfx:ria:1936c8c6-d977-3e34-2348-0fe2869a3e0c

Data as of Jul 6, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 8
On other graphs: 0
Observed: Sep 11, 2013 to Jul 6, 2023
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $188M••• Locked
Discretionary RAUM: $188M
Private client RAUM: $183Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• P•••••• S•	Treasurer	Na	yes	01/2021	Sep 11, 2013	Jul 6, 2023
B•••••••• P•••• S•	President	Na	yes	01/2021	Sep 11, 2013	Jul 6, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$188M	$233M	-19.6%	$207M	-3.2%	13	15	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• G••••• A••••••• I•••	2	Feb 13, 2024	Jul 24, 2023	NEWARK, DE	Team lift out	RIA to RIA	66.7%

Relationships

Controls (5)

← M••••• G••••• A••••••• I•••OwnerPARENT COMPANY, ownership code E, domestic entity
Jul 6, 2023 to presentfactForm ADV
← B•••••••• P•••• S•OwnerPRESIDENT, ownership code NA, individual
Sep 11, 2013 to presentfactForm ADV
← D•••••• J•••••• L••••••OwnerCHIEF EXECUTIVE OFFICER & CCO, ownership code NA, individual
Mar 24, 2020 to presentfactForm ADV
← L••••••• S••••• E••••••••OwnerVICE-PRESIDENT, ownership code NA, individual
Sep 11, 2013 to presentfact

Dated events

Occurred
Mar 25, 2024
Advisor changed firm
Paul S. Baumbach left M•••••• F•••••••• P••••••• I•• for M••••• G••••• A••••••• I••• (registered 2023-07-26)
Form ADVobserved 7 days ago
Occurred
Feb 13, 2024
Team lift-out
2 advisors left M•••••• F•••••••• P••••••• I•• (Newark, DE) for M••••• G••••• A••••••• I••• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Feb 13, 2024
Advisor changed firm
Susan Elizabeth Lehnerd left M•••••• F•••••••• P••••••• I•• for M••••• G••••• A••••••• I••• (registered 2023-07-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1936c8c6-d977-3e34-2348-0fe2869a3e0c
First observed: Sep 11, 2013
Last observed: Jul 6, 2023 39 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.