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RIA / WealthAdvisorCertified Financial Planner18 years in industry

JOSHUA J KHOKHAR

Advisor at SANTARA WEALTH MANAGEMENT LLC

SAN DIEGO, CA | La Jolla, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86026220-ef2d-2c45-7990-d5fa783a7638

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTARA WEALTH MANAGEMENT LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 25, 2008
First registration: Mar 28, 2011
Dual registered: no
IAPD individual key: 5507369

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTARA WEALTH MANAGEMENT LLC	Former SEC adviser	Feb 3, 2025	n/a	yes	La Jolla, CA\|SAN DIEGO, CA	Current employment
AXXCESS WEALTH MANAGEMENT, LLC	Independent wealth	Jan 4, 2022	Feb 3, 2025	no	CARLSBAD, CA\|San Diego, CA\|San Diego, CA	Previous registration
AXXCESS WEALTH MANAGEMENT, LLC	Independent wealth	Oct 29, 2021	Dec 31, 2021	no	San Diego, CA\|CARLSBAD, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Oct 30, 2021	no	WOODHAVEN, NY\|FOREST HILLS, NY\|MIDDLE VILLAGE, NY\|SAN DIEGO, CA\|SAN DIEGO, CA\|MASPETH, NY\|GLENDALE, NY\|FOREST HILLS, NY\|GLENDALE, NY\|WOODHAVEN, NY\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 28, 2011	Oct 1, 2012	no	HOWARD BEACH, NY\|FOREST HILLS, NY\|WOODHAVEN, NY\|GLENDALE, NY\|FOREST HILLS, NY\|HOWARD BEACH, NY\|WOODHAVEN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AXXCESS WEALTH MANAGEMENT, LLC	SANTARA WEALTH MANAGEMENT LLC	Feb 3, 2025	Feb 3, 2025	0	Firm change	RIA to new firm
J.P. MORGAN SECURITIES LLC	AXXCESS WEALTH MANAGEMENT, LLC	Oct 30, 2021	Oct 29, 2021	-1	Firm change	Wirehouse to RIA
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164081:333780:CA:2025-02-03	Feb 3, 2025	Feb 3, 2025	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ SANTARA WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ AXXCESS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2022 to Feb 3, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Oct 30, 2021factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 28, 2011 to Oct 1, 2012factForm ADV

Dated events

Occurred
Feb 3, 2025
Advisor changed firm
Joshua J Khokhar left Axxcess Wealth Management, Llc for Santara Wealth Management Llc (registered 2025-02-03)
Form ADVobserved 5 days ago