DFX Intelligence

M•••••• J•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner33 years in industry

M•••••• J•••• H••••••

Advisor at P••• F•••••••• A•••••••• L••

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:860f958f-251e-8331-48b8-184475f39024

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Aug 11, 2009	n/a	yes	SAN DIEGO, CA	Current employment
C•••••• C•••••• M••••••••• G••••• I•••	Former SEC adviser	Jul 11, 2002	Nov 18, 2008	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• M••••••••• G••••• I•••	P••• F•••••••• A•••••••• L••	Nov 18, 2008	Aug 11, 2009	266	Firm change	Other
F•••••••• W••• G••••	C•••••• C•••••• M••••••••• G••••• I•••	Dec 2, 2002	Jul 11, 2002

Relationships

Registered with (3)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 11, 2009 to presentfactForm ADV
→ C•••••• C•••••• M••••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 11, 2002 to Nov 18, 2008factForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Jun 10, 2002 to Dec 2, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:860f958f-251e-8331-48b8-184475f39024
First observed: Jun 10, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.