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RIA / WealthAdvisorCertified Financial Planner11 years in industry

NICHOLAS JAMES WOLF

Advisor at FOREFRONT

Woodland Hills, CA | AUSTIN, TX

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Search this name across graphsid dfx:ria:86149bba-76f5-47ae-01a9-8389fea4a1f4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOREFRONT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 30, 2014
First registration: Jan 1, 2015
Dual registered: no
Other names: NICHOLAS WOLF
IAPD individual key: 6384735

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Forefront	Independent wealth	Apr 9, 2024	n/a	yes	Woodland Hills, CA\|AUSTIN, TX	Current employment
MANHATTAN WEST ASSET MANAGEMENT, LLC	Independent wealth	Jul 11, 2023	Apr 11, 2024	no	LOS ANGELES, CA	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Nov 28, 2022	Jun 30, 2023	no	BROOKLYN, OH	Previous registration
MORGAN STANLEY	Wirehouse	Jul 7, 2017	Dec 9, 2020	no	Beverly Hills, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 6, 2016	Jun 29, 2017	no	BEVERLY HILLS, CA\|LOS ANGELES, CA\|BEVERLY HILLS, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 1, 2015	Aug 17, 2016	no	SAN FRANCISCO, CA\|Los Angeles, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MANHATTAN WEST ASSET MANAGEMENT, LLC	Forefront	Apr 11, 2024	Apr 9, 2024	-2	Firm change	RIA to RIA
KEY INVESTMENT SERVICES LLC	MANHATTAN WEST ASSET MANAGEMENT, LLC	Jun 30, 2023	Jul 11, 2023	11	Firm change	Ibd to RIA
MORGAN STANLEY	KEY INVESTMENT SERVICES LLC	Dec 9, 2020	Nov 28, 2022	719	Firm change after gap	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 29, 2017	Jul 7, 2017	8	Firm change	Other
J.P. MORGAN SECURITIES LLC	CITIGROUP GLOBAL MARKETS INC.	Aug 17, 2016	Sep 6, 2016	20	Firm change	Other

Relationships

Registered with (6)

→ FOREFRONTRegistered adviserregistration: current employment
Apr 9, 2024 to presentfactForm ADV
→ MANHATTAN WEST ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 11, 2023 to Apr 11, 2024factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 28, 2022 to Jun 30, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 7, 2017 to Dec 9, 2020factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 6, 2016 to Jun 29, 2017factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 1, 2015 to Aug 17, 2016factForm ADV

Dated events

Occurred
Apr 11, 2024
Advisor changed firm
Nicholas James Wolf left Manhattan West Asset Management, Llc for Forefront (registered 2024-04-09)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2023
Advisor changed firm
Nicholas James Wolf left Key Investment Services Llc for Manhattan West Asset Management, Llc (registered 2023-07-11)
Form ADVobserved 5 days ago