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Advisor at CITIGROUP GLOBAL MARKETS INC.
Temple City, CA | COVINA, CA | Fountain Valley, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Aug 1, 2023 | n/a | yes | Fountain Valley, CA|Temple City, CA|COVINA, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 3, 2018 | Jul 18, 2023 | no | BROOKLYN, NY|NEWARK, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 25, 2014 | Dec 3, 2018 | no | JACKSONVILLE, FL|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 14, 2013 | Nov 26, 2013 | no | JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | CITIGROUP GLOBAL MARKETS INC. | Jul 18, 2023 | Aug 1, 2023 | 14 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CETERA INVESTMENT ADVISERS LLC | Dec 3, 2018 | Dec 3, 2018 | 0 | Firm change | Wirehouse to ibd |