DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Saint Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jun 3, 2020 | n/a | yes | Saint Louis, MO | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Mar 11, 2011 | Jun 12, 2020 | no | Clayton, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jun 12, 2020 | Jun 3, 2020 | -9 | Firm change | Wirehouse to ibd |
| M••••• S•••••• | U•• F•••••••• S••••••• I••• | Mar 18, 2011 | Mar 11, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149018:MO:2020-06-12 | Jun 12, 2020 | Jun 3, 2020 | CLAYTON, MO | Firm change |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Mar 18, 2011 | no | Clayton, MO | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 15, 2008 | Jun 1, 2009 | no | ST. LOUIS, MO|CLAYTON, MO | Previous registration |
| -7 |
| Firm change |
| Wirehouse to wirehouse |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |