DFX Intelligence
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Registered advisor
V••••••• V•••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Louis, Modual registrantIAPD 4955664
Feed of 09/14/2026
Also filed as V••••••• C•••••••• V••••••••• C•••••••• S••••••••• C•••••••• V•••••••
At current firm
6 y
since Jun 3, 2020
In the industry
20 y
since Oct 24, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 3, 2020 · Saint Louis, Mo
- U•• F•••••••• S••••••• I••• wirehouseMar 11, 2011 to Jun 12, 2020 · Clayton, Mo
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 18, 2011 · Clayton, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 15, 2008 to Jun 1, 2009 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 12, 2020, registered Jun 3, 2020 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 18, 2011, registered Mar 11, 2011 (-7 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address