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Advisor at M&M WEALTH MANAGEMENT, LLC
FORT MYERS, FL | St. Petersburg, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M&M WEALTH MANAGEMENT, LLC | State registered | Jul 21, 2014 | n/a | yes | FORT MYERS, FL|St. Petersburg, FL | Current employment |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Jan 13, 2009 | Jun 20, 2014 | no | RALEIGH, NC | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jun 20, 2008 | Dec 31, 2008 | no | SOLON, OH | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Dec 3, 2004 | Sep 21, 2006 | no | BROADVIEW HEIGHTS, OH|BROADVIEW HEIGHTS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | M&M WEALTH MANAGEMENT, LLC | Jun 20, 2014 | Jul 21, 2014 | 31 | Firm change | Other |
| FSC SECURITIES CORPORATION | J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Dec 31, 2008 | Jan 13, 2009 | 13 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | FSC SECURITIES CORPORATION | Sep 21, 2006 | Jun 20, 2008 | 638 | Firm change after gap | Other |