DFX Intelligence

K••• P••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

K••• P••• M••••

Advisor at S••••• O•• S••••••••• I•••

Matthews, NC | Knoxville, TN

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Search this name across graphsid dfx:ria:862b7511-43b9-f92b-70b4-ef0a85d59e10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• O•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Aug 21, 2026	n/a	yes	Matthews, NC\|Knoxville, TN	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Jan 25, 2022	Aug 31, 2026	no	CHARLOTTE, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	S••••• O•• S••••••••• I•••	Aug 31, 2026	Aug 21, 2026	-10	Firm change	Ibd to ibd
F••••	V••••••• A•••••••• I•••	Nov 8, 2021	Jan 25, 2022

Relationships

Registered with (3)

→ S••••• O•• S••••••••• I•••Registered adviserregistration: current employment
Aug 21, 2026 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2022 to Aug 31, 2026factForm ADV
→ F••••Registered adviserregistration: previous registration
Oct 6, 2020 to Nov 8, 2021factForm ADV

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:862b7511-43b9-f92b-70b4-ef0a85d59e10
First observed: Oct 6, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.