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Advisor at MORGAN STANLEY
Jericho, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 11, 2020 | n/a | yes | Jericho, NY | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 9, 2009 | Sep 14, 2020 | no | PARSIPPANY, NJ|FLORHAM PARK, NJ|NEW YORK, NY | Previous registration |
| J. B. HANAUER & CO. | n/a | Aug 20, 2007 | Oct 9, 2009 | no | PARSIPPANY, NJ|PARSIPPANY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | MORGAN STANLEY | Sep 14, 2020 | Sep 11, 2020 | -3 | Firm change | Ibd to wirehouse |
| J. B. HANAUER & CO. | RBC CAPITAL MARKETS, LLC | Oct 9, 2009 | Oct 9, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:149777:NY:2020-09-14 | Sep 14, 2020 | Sep 11, 2020 | NEW YORK, NY | Firm change |