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Registered advisor
J••••••• R••• F••••••
Feed of 09/14/2026
Also filed as Johnny R••• F••••••
At current firm
6 y
since Sep 11, 2020
In the industry
20 y
since Dec 9, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 11, 2020 · Jericho, Ny
- R•• C•••••• M••••••• L•• national BDOct 9, 2009 to Sep 14, 2020 · Parsippany, Nj
- J• B• H•••••• • C•• unclassifiedAug 20, 2007 to Oct 9, 2009 · Parsippany, Nj
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to M••••• S••••••left Sep 14, 2020, registered Sep 11, 2020 (-3 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- J• B• H•••••• • C•• to R•• C•••••• M••••••• L••left Oct 9, 2009, registered Oct 9, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address