DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
NORTH RICHLAND HILLS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Nov 12, 2020 | n/a | yes | NORTH RICHLAND HILLS, TX | Current employment |
| F•••• A••••• A••••••• S•••••••• I••• | Former SEC adviser | Jan 3, 2007 | Nov 12, 2020 | no | CHESTERFIELD, MO|NORTH RICHLAND HILLS, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• A••••• A••••••• S•••••••• I••• | C••••• I••••••••• A••••••• L•• | Nov 12, 2020 | Nov 12, 2020 | 0 | Bulk transfer | Ibd to ibd |
| F•• A••••••• S••••••• I•• | F•••• A••••• A••••••• S•••••••• I••• | Jan 3, 2007 | Jan 3, 2007 |
| F•• A••••••• S••••••• I•• | n/a | Oct 11, 2006 | Jan 3, 2007 | no | NORTH RICHLAND HILLS, TX|CHESTERFIELD, MO | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Jan 4, 1999 | Oct 13, 2006 | no | N. RICHLAND HILLS, TX | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | F•• A••••••• S••••••• I•• | Oct 13, 2006 | Oct 11, 2006 | -2 | Firm change | Other |