DFX Intelligence
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Registered advisor
M••• E•••• M•••••
Feed of 09/14/2026
Also filed as M••• E••••• M••••••••• M••••••••• E• M•••••
At current firm
5 y
since Nov 12, 2020
In the industry
39 y
since May 19, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Nov 12, 2020 · North Richland Hills, Tx
- F•••• A••••• A••••••• S•••••••• I••• formerJan 3, 2007 to Nov 12, 2020 · Chesterfield, Mo
- F•• A••••••• S••••••• I•• unclassifiedOct 11, 2006 to Jan 3, 2007 · North Richland Hills, Tx
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 4, 1999 to Oct 13, 2006 · N. Richland Hills, Tx
Moves
a registration end followed by a registration begin elsewhere
- F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- F•• A••••••• S••••••• I•• to F•••• A••••• A••••••• S•••••••• I•••left Jan 3, 2007, registered Jan 3, 2007 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S•••••••• I••• to F•• A••••••• S••••••• I••left Oct 13, 2006, registered Oct 11, 2006 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address