DFX Intelligence
Data Factory
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at A•••••• S••••• A•••••••
SOUTHFIELD, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••• S••••• A••••••• | State registered | Apr 23, 2021 | n/a | yes | SOUTHFIELD, MI | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Jun 19, 2017 | Apr 30, 2021 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | A•••••• S••••• A••••••• | Apr 30, 2021 | Apr 23, 2021 | -7 | Firm change | Ibd to state RIA |
| L•• F•••••••• L•• | A•••••• A••••••• S••••••• | Jun 28, 2017 |
| Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 5, 2014 | Jun 28, 2017 | no | FARMINGTON HILLS, MI | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 7, 2012 | Jun 11, 2014 | no | FARMINGTON HILLS, MI | Previous registration |
| -9 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | L•• F•••••••• L•• | Jun 11, 2014 | Jun 5, 2014 | -6 | Firm change | Other |