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RIA / WealthAdvisor18 years in industry

WILLIAM JOSEPH ALDRICH

Advisor at ALDRICH INVESTMENT MANAGEMENT

HENDERSON, NV

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Search this name across graphsid dfx:ria:864395b7-cbfc-a116-a75d-e1debf84130a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALDRICH INVESTMENT MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 10, 2007
First registration: Aug 1, 2008
Dual registered: no
Other names: BILLY JOSEPH ALDRICH|BILL JOSEPH ALDRICH
IAPD individual key: 5433765

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALDRICH INVESTMENT MANAGEMENT	State registered	Aug 31, 2026	n/a	yes	HENDERSON, NV	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 5, 2018	Aug 28, 2026	no	Henderson, NV	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 21, 2016	Jan 4, 2018	no	HENDERSON, NV	Previous registration
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Nov 19, 2013	Jun 16, 2014	no	Pasadena, CA\|HENDERSON, NV	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 1, 2008	Mar 4, 2013	no	Thousand Oaks, CA\|Las Vegas, NV\|HENDERSON, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	ALDRICH INVESTMENT MANAGEMENT	Aug 28, 2026	Aug 31, 2026	3	Firm change	Ibd to state RIA
WOODBURY FINANCIAL SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jan 4, 2018	Jan 5, 2018	1	Firm change	Other
WEDBUSH SECURITIES INC.	WOODBURY FINANCIAL SERVICES, INC.	Jun 16, 2014	Oct 21, 2016	858	Firm change after gap	Other
THRIVENT INVESTMENT MANAGEMENT INC.	WEDBUSH SECURITIES INC.	Mar 4, 2013	Nov 19, 2013	260	Firm change	Other

Relationships

Registered with (5)

→ ALDRICH INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 5, 2018 to Aug 28, 2026factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 21, 2016 to Jan 4, 2018factForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Nov 19, 2013 to Jun 16, 2014factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 1, 2008 to Mar 4, 2013factForm ADV

Dated events

Occurred
Aug 28, 2026
Advisor changed firm
William Joseph Aldrich left Cambridge Investment Research Advisors, Inc. for Aldrich Investment Management (registered 2026-08-31)
Form ADVobserved 4 days ago