DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Joseph Aldrich
Feed of 09/14/2026
Also filed as Billy Joseph Aldrich
At current firm
0 y
since Aug 31, 2026
In the industry
18 y
since Dec 10, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Aldrich Investment Management state registered currentsince Aug 31, 2026 · Henderson, Nv
- Cambridge Investment Research Advisors, Inc. BD affiliatedJan 5, 2018 to Aug 28, 2026 · Henderson, Nv
- Woodbury Financial Services, Inc. formerOct 21, 2016 to Jan 4, 2018 · Henderson, Nv
- Wedbush Securities Inc. BD affiliatedNov 19, 2013 to Jun 16, 2014 · Pasadena, Ca
- Thrivent Investment Management Inc. BD affiliatedAug 1, 2008 to Mar 4, 2013 · Thousand Oaks, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Aldrich Investment Managementleft Aug 28, 2026, registered Aug 31, 2026 (3 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Woodbury Financial Services, Inc. to Cambridge Investment Research Advisors, Inc.left Jan 4, 2018, registered Jan 5, 2018 (1 days) · Other
- Wedbush Securities Inc. to Woodbury Financial Services, Inc.left Jun 16, 2014, registered Oct 21, 2016 (858 days) · Other
- Thrivent Investment Management Inc. to Wedbush Securities Inc.left Mar 4, 2013, registered Nov 19, 2013 (260 days) · Other
Signals
- William Joseph Aldrich left Cambridge Investment Research Advisors, Inc. for Aldrich Investment Management (registered 2026-08-31)Aug 28, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address