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Advisor at WELLS FARGO ADVISORS
TEXAS CITY, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 1, 2024 | n/a | yes | TEXAS CITY, TX | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 24, 2009 | Apr 4, 2024 | no | TEXAS CITY, TX|TEXAS CITY, TX | Previous registration |
| EDWARD JONES | National bd RIA | Jul 21, 2008 | Jul 13, 2009 | no | TEXAS CITY, TX | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Nov 15, 2002 | Dec 18, 2002 | no | GALVESTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WELLS FARGO ADVISORS | Apr 4, 2024 | Apr 1, 2024 | -3 | Firm change | Ibd to wirehouse |
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jul 13, 2009 | Jul 24, 2009 | 11 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | EDWARD JONES | Dec 18, 2002 | Jul 21, 2008 | 2,042 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:11025:TX:2024-04-02 | Apr 4, 2024 | Apr 1, 2024 | TEXAS CITY, TX | Firm change |