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Advisor at ALPHA FINANCIAL ADVISORS, LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALPHA FINANCIAL ADVISORS, LLC | Independent wealth | Jun 20, 2019 | n/a | yes | CHARLOTTE, NC | Current employment |
| MODERA WEALTH MANAGEMENT, LLC | Independent wealth | Jul 2, 2018 | Apr 12, 2019 | no | Charlotte, NC | Previous registration |
| MATRIX WEALTH ADVISORS, INC. | Former SEC adviser | Jun 13, 2018 | Jul 2, 2018 | no | MONROE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MODERA WEALTH MANAGEMENT, LLC | ALPHA FINANCIAL ADVISORS, LLC | Apr 12, 2019 | Jun 20, 2019 | 69 | Firm change | RIA to RIA |
| MATRIX WEALTH ADVISORS, INC. | MODERA WEALTH MANAGEMENT, LLC | Jul 2, 2018 | Jul 2, 2018 | 0 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109873:155649:NC:2018-07-02 | Jul 2, 2018 | Jul 2, 2018 | MONROE, NC | Firm change |