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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MATRIX WEALTH ADVISORS, INC.

MATRIX WEALTH ADVISORS, INC, CRD 109873

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fa4ac0f-c3d8-e5a5-0473-8c122b4a4d00

Data as of Jun 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Jun 26, 2018
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $279MItem 5.F on the latest filing (2018-06-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $279M
Private client RAUM: $218MderivedItem 5.D individuals plus high net worth individuals
Private client share: 78%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 136
Individual clients: 52
High net worth clients: 83
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $4.7Mgross asset value as reported per fund; never fund size
Custody, client assets: $4.7M
SEC number: 801-57345
CRD: 109873
Filings on the tape: 10
First filed: Mar 28, 2012
Latest filed: Jun 26, 2018
Organised: Corporation, North Carolina

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MATRIX PRIVATE OPPORTUNITIES FUND I, LLC	Other Private Fund	$4.7M	Jun 26, 2018	64	Mar 28, 2012	reported	021-113947

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Almond, Anita, L.	Trustee	C	yes	08/2013	Jun 26, 2018	Jun 26, 2018
ALMOND, GILES, K.	PRESIDENT, CHIEF COMPLIANCE OFFICER	C	yes	10/1990	Mar 28, 2012	Jun 26, 2018
ANITA L. ALMOND REVOCABLE TRUST	Owner	C	yes	08/2013	Mar 19, 2014	Jun 26, 2018
NCF CORPORATION	Trustee	C	yes	12/2017	Jun 26, 2018	Jun 26, 2018
NCF CHARITABLE TRUST	Owner	B	no	12/2017	Mar 30, 2018	Jun 26, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$279M	$279M	7	4	0	1	$4.7M
2016	Mar 31, 2017	$250M	$250M	7	4	n/a	1	$5.7M
2015	Mar 24, 2016	$249M	$249M	7	4	n/a	1	$8.8M
2014	Apr 1, 2015	$256M	$256M	7	4	n/a	1	$10.0M
2013	Mar 19, 2014	$239M	$239M	7	4	n/a	1	$11.8M
2012	Mar 26, 2013	$211M	$211M	7	4	n/a	1	$10.3M
2011	Mar 28, 2012	$169M	$169M	n/a	n/a	n/a	1	$9.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$279M	$250M	11.4%	$256M	2.9%	7	7	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MODERA WEALTH MANAGEMENT, LLC	3	Jul 2, 2018	Jul 2, 2018	MONROE, NC	Firm absorbed	RIA to RIA	100.0%

Relationships

Advises (1)

→ MATRIX PRIVATE OPPORTUNITIES FUND I, LLCPrivate fundOther Private Fund, IA
Mar 28, 2012 to presentfactForm ADV

Controls (4)

← ALMOND, GILES, K.OwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← Almond, Anita, L.OwnerTRUSTEE, ownership code C, individual
Jun 26, 2018 to presentfactForm ADV
← ANITA L. ALMOND REVOCABLE TRUSTOwnerOWNER, ownership code C, domestic entity
Mar 19, 2014 to presentfactForm ADV
← NCF CORPORATIONOwnerTRUSTEE, ownership code C, domestic entity
Jun 26, 2018 to presentfactForm ADV

Owns (1)

← NCF CHARITABLE TRUSTOwnerOWNER, ownership code B, domestic entity
Mar 30, 2018 to presentfactForm ADV

Moved with (1)

→ MODERA WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Jul 2, 2018 to Jul 2, 2018factForm ADV

Registered with (3)

← JONIE MARIE PARKSAdvisorregistration: previous registration
May 3, 2004 to Jul 2, 2018factForm ADV
← LUCY GOINS BLOUGHAdvisorregistration: previous registration
Sep 7, 2013 to Jul 2, 2018factForm ADV
← Janice A McGunnigleAdvisorregistration: previous registration
Jun 13, 2018 to Jul 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8fa4ac0f-c3d8-e5a5-0473-8c122b4a4d00
First observed: Mar 28, 2012
Last observed: Jun 26, 2018 100 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MATRIX WEALTH ADVISORS, INC.

MATRIX WEALTH ADVISORS, INC, CRD 109873

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8fa4ac0f-c3d8-e5a5-0473-8c122b4a4d00

Data as of Jun 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MATRIX PRIVATE OPPORTUNITIES FUND I, LLC

Other Private Fund

$4.7M

Jun 26, 2018

Mar 28, 2012

reported

021-113947

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Almond, Anita, L.

Trustee

yes

08/2013

Jun 26, 2018

ALMOND, GILES, K.

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

10/1990

Mar 28, 2012

Jun 26, 2018

ANITA L. ALMOND REVOCABLE TRUST

Owner

yes

08/2013

Mar 19, 2014

Jun 26, 2018

NCF CORPORATION

Trustee

yes

12/2017

Jun 26, 2018

NCF CHARITABLE TRUST

Owner

12/2017

Mar 30, 2018

Jun 26, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 30, 2018

$279M

$4.7M

2016

Mar 31, 2017

$250M

n/a

$5.7M

2015

Mar 24, 2016

$249M

n/a

$8.8M

2014

Apr 1, 2015

$256M

n/a

$10.0M

2013

Mar 19, 2014

$239M

n/a

$11.8M

2012

Mar 26, 2013

$211M

n/a

$10.3M

2011

Mar 28, 2012

$169M

n/a

$9.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$279M

$250M

11.4%

$256M

2.9%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MODERA WEALTH MANAGEMENT, LLC

Jul 2, 2018

MONROE, NC

Firm absorbed

RIA to RIA

100.0%