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RIA / WealthAdvisor35 years in industry

DAVID ANTHONY REO

Advisor at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NC | Rensselaer, NY

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Search this name across graphsid dfx:ria:865beaa7-7fee-5968-3f7f-4d673f285853

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IP FINANCIAL ADVISORY SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 6, 1991
First registration: Oct 10, 2007
Dual registered: no
IAPD individual key: 2113425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IP FINANCIAL ADVISORY SERVICES LLC	Independent wealth	Oct 26, 2021	n/a	yes	CHARLOTTE, NC\|Rensselaer, NY	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Mar 8, 2016	Mar 21, 2016	no	Rensselaer, NY	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 8, 2015	Mar 21, 2016	no	Rensselaer, NY	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 10, 2007	Nov 13, 2015	no	RENSSELAER, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	SUMMIT FINANCIAL GROUP INC	Mar 21, 2016	Mar 8, 2016	-13	Firm change	Other
SUMMIT FINANCIAL GROUP INC	IP FINANCIAL ADVISORY SERVICES LLC	Mar 21, 2016	Oct 26, 2021	2,045	Firm change after gap	Other
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Nov 13, 2015	Oct 8, 2015	-36	Bulk transfer	Other

Relationships

Registered with (4)

→ IP FINANCIAL ADVISORY SERVICES LLCRegistered adviserregistration: current employment
Oct 26, 2021 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 8, 2015 to Mar 21, 2016factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Mar 8, 2016 to Mar 21, 2016factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 10, 2007 to Nov 13, 2015factForm ADV

Dated events

No dated event names this entity yet.