DFX Intelligence

D••••• L•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

D••••• L•••• S••••••••

Advisor at I• F•••••••• A••••••• S••••••• L••

Williston, FL | CHARLOTTE, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I• F•••••••• A••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I• F•••••••• A••••••• S••••••• L••	Independent wealth	Jan 9, 2020	n/a	yes	Williston, FL\|CHARLOTTE, NC	Current employment
S••••• F•••••••• G•••• I••	Former SEC adviser	Feb 28, 2013	Apr 7, 2015	no	LAKE CITY, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F•••••••• G•••• I••	I• F•••••••• A••••••• S••••••• L••	Apr 7, 2015	Jan 9, 2020	1,738	Firm change after gap	Other
A••••••• F•••••••• A•••••••• L••	S••••• F•••••••• G•••• I••	Oct 16, 2012	Feb 28, 2013

Relationships

Registered with (5)

→ I• F•••••••• A••••••• S••••••• L••Registered adviserregistration: current employment
Jan 9, 2020 to presentfactForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Feb 28, 2013 to Apr 7, 2015factForm ADV
→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2012 to Oct 16, 2012factForm ADV
→ C•••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 19, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.