DFX Intelligence

M•••••• L•••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

M•••••• L•••• K•••••••••

Advisor at L•• F•••••••• L••

DALLAS, PA

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Search this name across graphsid dfx:ria:865f3cda-36c5-f124-2c57-b44d7dc6097e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 15, 2016	n/a	yes	DALLAS, PA	Current employment
V•••• C••••••• I•••	Independent wealth	Jan 9, 2006	Apr 20, 2016	no	KINGSTON, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• C••••••• I•••	L•• F•••••••• L••	Apr 20, 2016	Jun 15, 2016	56	Firm change	Other
W••••• S••••• A••••••• I••	V•••• C••••••• I•••	Jan 5, 2006	Jan 9, 2006

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 15, 2016 to presentfactForm ADV
→ V•••• C••••••• I•••Registered adviserregistration: previous registration
Jan 9, 2006 to Apr 20, 2016factForm ADV
→ W••••• S••••• A••••••• I••Registered adviserregistration: previous registration
Jan 14, 2003 to Jan 5, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:865f3cda-36c5-f124-2c57-b44d7dc6097e
First observed: Jan 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.