DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• P••••• W••••• M•••••••••
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• P••••• W••••• M••••••••• | Independent wealth | Aug 23, 2013 | n/a | yes | PITTSBURGH, PA | Current employment |
| P•• W••••• M••••••••• | Bd affiliated wealth | May 20, 2013 | Jul 17, 2013 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | C•••••• P••••• W••••• M••••••••• | Jul 17, 2013 | Aug 23, 2013 | 37 | Firm change | Other |
| B•• H••••• F•••••••• A•••••••• I•• | P•• W••••• M••••••••• | Feb 21, 2013 | May 20, 2013 |
| B•• H••••• F•••••••• A•••••••• I•• | Former SEC adviser | Aug 1, 2012 | Feb 21, 2013 | no | PHOENIX, AZ | Previous registration |
| M•• F•••••••• A•••••••• I••• | Former SEC adviser | May 31, 2012 | Aug 1, 2012 | no | PARADISE VALLEY, AZ|SEDONA, AZ|PHOENIX, AZ|SURPRISE, AZ|PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 7, 2005 | Jan 12, 2006 | no | CANNONSBURG, PA | Previous registration |
| 88 |
| Firm change |
| Other |
| M•• F•••••••• A•••••••• I••• | B•• H••••• F•••••••• A•••••••• I•• | Aug 1, 2012 | Aug 1, 2012 | 0 | Channel change | Other |
| A••••••••• F•••••••• S•••••••• L•• | M•• F•••••••• A•••••••• I••• | Jan 12, 2006 | May 31, 2012 | 2,331 | Firm change after gap | Ibd to new firm |