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RIA / WealthAdvisorCertified Financial Planner28 years in industry

Steven Gary Hoglund

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

BELLEVUE, WA | PLYMOUTH, MN | WENATCHEE, WA

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Search this name across graphsid dfx:ria:86691d5c-2603-2472-0a13-e920e1ff972d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 17, 1998
First registration: Nov 19, 2001
Dual registered: no
IAPD individual key: 3023628

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 12, 2025	n/a	yes	WENATCHEE, WA\|BELLEVUE, WA\|PLYMOUTH, MN	Current employment
CAPSTONE WEALTH ADVISORS, LLC	Independent wealth	Oct 17, 2018	Feb 11, 2025	no	BELLEVUE, WA\|SALEM, OR	Previous registration
PATH WEALTH MANAGEMENT	n/a	Aug 21, 2015	Dec 23, 2016	no	BELLEVUE, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 26, 2009	Oct 16, 2018	no	BELLEVUE, WA\|BELLEVUE, WA\|BELLEVUE, WA\|BELLEVUE, WA\|WENATCHEE, WA\|BELLEVUE, WA	Previous registration
KIBBLE & PRENTICE HOLDING COMPANY	Former SEC adviser	May 7, 2008	Mar 27, 2009	no	SEATTLE, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 7, 2005	Apr 15, 2008	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 19, 2001	Jul 11, 2005	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPSTONE WEALTH ADVISORS, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Feb 11, 2025	Feb 12, 2025	1	Firm change	RIA to ibd
LPL FINANCIAL LLC	PATH WEALTH MANAGEMENT	Oct 16, 2018	Aug 21, 2015	-1,152	Firm change after gap	Other
PATH WEALTH MANAGEMENT	CAPSTONE WEALTH ADVISORS, LLC	Dec 23, 2016	Oct 17, 2018	663	Firm change after gap	Other
KIBBLE & PRENTICE HOLDING COMPANY	LPL FINANCIAL LLC	Mar 27, 2009	Jan 26, 2009	-60	Firm change after gap	Other
LPL FINANCIAL LLC	KIBBLE & PRENTICE HOLDING COMPANY	Apr 15, 2008	May 7, 2008	22	Firm change	Other
MSI FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Jul 11, 2005	Jul 7, 2005	-4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
287670:116407:OR:2025-02-11	Feb 11, 2025	Feb 12, 2025	SALEM, OR	Firm change

Relationships

Registered with (6)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Feb 12, 2025 to presentfactForm ADV
→ CAPSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 17, 2018 to Feb 11, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 26, 2009 to Oct 16, 2018factForm ADV
→ PATH WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 21, 2015 to Dec 23, 2016factForm ADV
→ KIBBLE & PRENTICE HOLDING COMPANYRegistered adviserregistration: previous registration
May 7, 2008 to Mar 27, 2009factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 19, 2001 to Jul 11, 2005factForm ADV

Dated events

Occurred
Feb 11, 2025
Advisor changed firm
Steven Gary Hoglund left Capstone Wealth Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-02-12)
Form ADVobserved 4 days ago