RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• G••• H••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Feb 12, 2025 · Wenatchee, Wa
- C••••••• W••••• A•••••••• L•• independent RIAOct 17, 2018 to Feb 11, 2025 · Bellevue, Wa
- P••• W••••• M••••••••• unclassifiedAug 21, 2015 to Dec 23, 2016 · Bellevue, Wa
- L•• F•••••••• L•• BD affiliatedJan 26, 2009 to Oct 16, 2018 · Bellevue, Wa
- K••••• • P••••••• H•••••• C•••••• formerMay 7, 2008 to Mar 27, 2009 · Seattle, Wa
- L•• F•••••••• L•• BD affiliatedJul 7, 2005 to Apr 15, 2008 · Bellevue, Wa
- M•• F•••••••• S•••••••• I••• formerNov 19, 2001 to Jul 11, 2005 · Bellevue, Wa
- C••••••• W••••• A•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Feb 11, 2025, registered Feb 12, 2025 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- L•• F•••••••• L•• to P••• W••••• M•••••••••left Oct 16, 2018, registered Aug 21, 2015 (-1152 days) · Other
- P••• W••••• M••••••••• to C••••••• W••••• A•••••••• L••left Dec 23, 2016, registered Oct 17, 2018 (663 days) · Other
- K••••• • P••••••• H•••••• C•••••• to L•• F•••••••• L••left Mar 27, 2009, registered Jan 26, 2009 (-60 days) · Other
- L•• F•••••••• L•• to K••••• • P••••••• H•••••• C••••••left Apr 15, 2008, registered May 7, 2008 (22 days) · Other
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Jul 11, 2005, registered Jul 7, 2005 (-4 days) · Other
- S••••• G••• H•••••• left C••••••• W••••• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-02-12)Feb 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address