DFX Intelligence

D•••• E••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

D•••• E••••• D•••••••

Advisor at S••••••••• A•••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:86721908-62d4-c3f3-07f7-84bac44f7d0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 11, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• L••	Independent wealth	Oct 16, 2025	n/a	yes	CHICAGO, IL	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	May 24, 2025	Oct 16, 2025	no	Chicago, IL\|PRINCETON, NJ\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	S••••••••• A•••••••• L••	Oct 16, 2025	Oct 16, 2025	0	Firm change	Other
S••••••••• A•••••••• L••	B•••••••• I••••••••• M••••••••• L••	Dec 31, 2017	May 24, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
171992:108928:IL:2017-12-31	Dec 31, 2017	May 24, 2025	CHICAGO, IL	Firm change after gap

Relationships

Registered with (4)

→ S••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 15, 2016 to Dec 31, 2017factForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 24, 2025 to Oct 16, 2025factForm ADV
→ S••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 29, 2010 to Aug 27, 2010factForm ADV
→ L•••• A••••• • C•• L••

Dated events

Occurred
Oct 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86721908-62d4-c3f3-07f7-84bac44f7d0c
First observed: Mar 11, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.