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CRD 171992
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DENNIS G O'MALLEY | n/a | Chicago, IL | 2 | 14 | 6 | yes |
| Jonathan Layne Miller | n/a | Denver, CO | CHICAGO, IL | 0 | 28 | 1 | yes |
| DAVID EUGENE DONNELLY | n/a | CHICAGO, IL | 0 | 22 | 4 | yes |
| ERIC JOSEPH METZ | Chartered Financial Analyst | CHICAGO, IL | 0 | 13 | 3 | yes |
| ROBERT ANDREW HICKS | Chartered Financial Analyst | CHICAGO, IL | Palm Beach Gardens, FL | 0 | 16 | 1 | yes |
| ADAM WARREN BUTTERFIELD | n/a | CHICAGO, IL | Venice, CA | 0 | 11 | 2 | yes |
| OLIVIA NICOLE VENEZIA | n/a | CHICAGO, IL | 0 | 11 | 2 | yes |
| James A Schmelter | n/a | CHICAGO, IL | 0 | 13 | 1 | yes |
| GREGORY M DVOROCSIK | n/a | CHICAGO, IL | Dallas, TX | 0 | 26 | 2 | yes |
| MARY WELBY SCOTT HUGHES | n/a | CHICAGO, IL | East Hampton, NY | 0 | 12 | 2 | yes |
| MATTHEW THOMAS ANDREWS | n/a | Lone Tree, CO | CHICAGO, IL | 0 | 16 | 1 | yes |
| COLLEEN ERIN SYLVESTER | n/a | Bernardsville, NJ | CHICAGO, IL | 0 | 16 | 1 | yes |
| TRAVON LUCIUS | n/a | CHICAGO, IL | 0 | 11 | n/a | yes |
| Anna-Claire T Martins | n/a | CHICAGO, IL | 0 | 10 | 1 | yes |
| Fredric Dana Kaplan | n/a | CHICAGO, IL | Sharon, MA | 0 | 26 | 1 | yes |
| Tyler Cook | n/a | CHICAGO, IL | 0 | 11 | n/a | yes |
| Sophie Chin Evans | n/a | CHICAGO, IL | 0 | 12 | 1 | yes |
| CHRISTIAN Carl WEICHSEL | n/a | CHICAGO, IL | 0 | 12 | n/a | yes |
| Daniel Ryan Hynes | n/a | CHICAGO, IL | 0 | 11 | n/a | yes |
| Shamus Fitzpatrick | n/a | CHICAGO, IL | 0 | 10 | n/a | yes |
| Alexander Jacob Wright | n/a | CHICAGO, IL | 0 | 12 | n/a | yes |
| KYLE ELLIOTT SCHNEIDER | n/a | CHICAGO, IL | 0 | 11 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DEVICO, JOSEPH, GEORGE | MANAGING DIRECTOR, CO- HEAD US WEALTH ADVISORY BUSINESS | Na | yes | 05/2024 | Mar 31, 2026 | Mar 31, 2026 |
| METZ, ERIC, JOSEPH | MANAGING DIRECTOR | Na | yes | 09/2015 | Mar 31, 2026 | Mar 31, 2026 |
| MUMFORD, EDWIN, BRUCE | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | Na | yes | 08/2016 | Mar 31, 2026 | Mar 31, 2026 |
| WEB HOLDINGS, LLC | Shareholder | E | yes | 07/2021 | Mar 31, 2026 | Mar 31, 2026 |
| Cout, Eve, Stefanie Georgia | MANAGING DIRECTOR, HEAD OF PORTFOLIO DESIGN & SOLUTIONS, US WEALTH ADVISORY BUSINESS | Na | yes | 05/2024 | May 17, 2024 | Dec 20, 2024 |
| DONNELLY, DAVID, EUGENE | MANAGING DIRECTOR | Na | no | 11/2017 | Mar 31, 2026 | Mar 31, 2026 |
| BLACKROCK, INC. | Owner | E | no | 07/2021 | Mar 29, 2022 | Dec 20, 2024 |
| TRIDENT MERGER, LLC | Owner | E | no | 07/2021 | Mar 29, 2022 | Dec 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BLACKROCK INVESTMENT MANAGEMENT, LLC | n/a | Asset manager | $677B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | 10 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $9.8B | $9.8B | 61 | 43 | 3 | n/a | n/a |
| 2024 | Mar 31, 2025 | $6.0B | $6.0B | 50 | 36 | 3 | n/a | n/a |
| 2023 | Mar 28, 2024 | $4.9B | $4.9B | 38 | 10 | 0 | n/a | n/a |
| 2022 | Mar 28, 2023 | $3.0B | $3.0B | 35 | 9 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $2.7B | $2.7B | 26 | 9 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $2.6B | $2.6B | 19 | 7 | 0 | n/a | n/a |
| 2019 | Mar 13, 2020 | $1.3B | $1.3B | 14 | 7 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $638M | $638M | 12 | 5 | 0 | n/a | n/a |
| 2017 | Mar 21, 2018 | $292M | $292M | 8 | 4 | 0 | n/a | n/a |
| 2016 | Mar 24, 2017 | $303M | $303M | 12 | 12 | n/a | 1 | $164M |
| 2015 | Mar 28, 2016 | $389M | $389M | 6 | 5 | n/a | 1 | $236M |
| 2014 | Mar 30, 2015 | $134M | $134M | 5 | 2 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 14 | 0 | 14 | 0.0% | 3 | 0 | 0 | 15 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $9.8B | $6.0B | 64.5% | $3.0B | 48.3% | 61 | 50 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BLACKROCK INVESTMENT MANAGEMENT, LLC | 3 | Dec 31, 2017 | May 24, 2025 | CHICAGO, IL | Firm absorbed | Other | 100.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BLACKROCK INVESTMENT MANAGEMENT, LLC | 8 | Oct 16, 2025 | Mar 11, 2026 | PRINCETON, NJ | Team lift out | Other | 1.3% |