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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst16 years in industry

JOSEPH GLENN MOORE

Advisor at SUMMIT FINANCIAL, LLC

PINEHURST, NC | DURHAM, NC

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Search this name across graphsid dfx:ria:867a839d-482e-1c13-b0ce-6063807dc428

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT FINANCIAL, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S65
First exam: Aug 14, 2010
First registration: Aug 16, 2010
Dual registered: no
IAPD individual key: 5535483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT FINANCIAL, LLC	Bd affiliated wealth	Dec 23, 2024	n/a	yes	DURHAM, NC\|PINEHURST, NC	Current employment
GORDON ASSET MANAGEMENT, LLC	Former SEC adviser	Jan 1, 2021	Dec 23, 2024	no	DURHAM, NC	Previous registration
GIBRALTAR FINANCIAL, LLC	n/a	Feb 7, 2018	Dec 31, 2020	no	SOUTHERN PINES, NC\|Pinehurst, NC	Previous registration
GORDON ASSET MANAGEMENT, LLC	Former SEC adviser	Aug 16, 2010	Jan 24, 2018	no	DURHAM, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GORDON ASSET MANAGEMENT, LLC	SUMMIT FINANCIAL, LLC	Dec 23, 2024	Dec 23, 2024	0	Firm change	RIA to ibd
GIBRALTAR FINANCIAL, LLC	GORDON ASSET MANAGEMENT, LLC	Dec 31, 2020	Jan 1, 2021	1	Firm change	Other
GORDON ASSET MANAGEMENT, LLC	GIBRALTAR FINANCIAL, LLC	Jan 24, 2018	Feb 7, 2018	14	Firm change	Other

Relationships

Registered with (3)

→ SUMMIT FINANCIAL, LLCRegistered adviserregistration: current employment
Dec 23, 2024 to presentfactForm ADV
→ GORDON ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 1, 2021 to Dec 23, 2024factForm ADV
→ GIBRALTAR FINANCIAL, LLCRegistered adviserregistration: previous registration
Feb 7, 2018 to Dec 31, 2020factForm ADV

Dated events

Occurred
Dec 23, 2024
Advisor changed firm
Joseph Glenn Moore left Gordon Asset Management, Llc for Summit Financial, Llc (registered 2024-12-23)
Form ADVobserved 6 days ago