RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• G•••• M••••
- S••••• F••••••••• L•• BD affiliated currentsince Dec 23, 2024 · Durham, Nc
- G••••• A•••• M••••••••• L•• formerJan 1, 2021 to Dec 23, 2024 · Durham, Nc
- G•••••••• F••••••••• L•• unclassifiedFeb 7, 2018 to Dec 31, 2020 · Southern Pines, Nc
- G••••• A•••• M••••••••• L•• formerAug 16, 2010 to Jan 24, 2018 · Durham, Nc
- G••••• A•••• M••••••••• L•• to S••••• F••••••••• L••left Dec 23, 2024, registered Dec 23, 2024 (0 days) · RIA to affiliated broker-dealer or bank
- G•••••••• F••••••••• L•• to G••••• A•••• M••••••••• L••left Dec 31, 2020, registered Jan 1, 2021 (1 days) · Other
- G••••• A•••• M••••••••• L•• to G•••••••• F••••••••• L••left Jan 24, 2018, registered Feb 7, 2018 (14 days) · Other
- J••••• G•••• M•••• left G••••• A•••• M••••••••• L•• for S••••• F••••••••• L•• (registered 2024-12-23)Dec 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address