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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

ADAM JOSEPH CABIBI

Advisor at LADENBURG THALMANN ASSET MANAGEMENT INC

Norcross, GA

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Search this name across graphsid dfx:ria:8686d5d8-b3dc-2f06-6527-ead197f63a60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LADENBURG THALMANN ASSET MANAGEMENT INC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 21, 1986
First registration: Jan 6, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 1537472

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LADENBURG THALMANN ASSET MANAGEMENT INC	Other adviser	Jul 25, 2024	n/a	yes	Norcross, GA	Current employment
CARTER, TERRY & COMPANY, INC.	Independent wealth	Mar 10, 2017	Aug 5, 2024	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
L.M. KOHN & COMPANY	Former SEC adviser	Jan 25, 2012	Jun 7, 2012	no	CINCINNATI, OH\|CINCINNATI, OH\|ATLANTA, GA	Previous registration
MIDSOUTH CAPITAL, INC.	n/a	Jul 11, 2005	Jan 25, 2012	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ALPHARETTA, GA	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jan 6, 2005	Jul 5, 2005	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CARTER, TERRY & COMPANY, INC.	LADENBURG THALMANN ASSET MANAGEMENT INC	Aug 5, 2024	Jul 25, 2024	-11	Firm change	RIA to RIA
L.M. KOHN & COMPANY	CARTER, TERRY & COMPANY, INC.	Jun 7, 2012	Mar 10, 2017	1,737	Firm change after gap	Other
MIDSOUTH CAPITAL, INC.	L.M. KOHN & COMPANY	Jan 25, 2012	Jan 25, 2012	0	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	MIDSOUTH CAPITAL, INC.	Jul 5, 2005	Jul 11, 2005	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
16365:108604:GA:2024-07-25	Aug 5, 2024	Jul 25, 2024	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ LADENBURG THALMANN ASSET MANAGEMENT INCRegistered adviserregistration: current employment
Jul 25, 2024 to presentfactForm ADV
→ CARTER, TERRY & COMPANY, INC.Registered adviserregistration: previous registration
Mar 10, 2017 to Aug 5, 2024factForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Jan 25, 2012 to Jun 7, 2012factForm ADV
→ MIDSOUTH CAPITAL, INC.Registered adviserregistration: previous registration
Jul 11, 2005 to Jan 25, 2012factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jan 6, 2005 to Jul 5, 2005factForm ADV

Dated events

Occurred
Aug 5, 2024
Advisor changed firm
Adam Joseph Cabibi left Carter, Terry & Company, Inc. for Ladenburg Thalmann Asset Management Inc (registered 2024-07-25)
Form ADVobserved 6 days ago