DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Florham Park, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 3, 2025 | n/a | yes | Florham Park, NJ | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 19, 2018 | May 28, 2019 | no | BERKELEY HEIGHTS, NJ | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Jun 19, 2017 | Jun 12, 2018 | no | Astoria, NY|Scotch Plains, NJ|LONG ISLAND CITY, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 7, 2016 | May 11, 2016 | no | WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 28, 2019 | Jan 3, 2025 | 2,047 | Firm change after gap | Other |
| SANTANDER SECURITIES | VALIC FINANCIAL ADVISORS, INC. | Jun 12, 2018 | Jun 19, 2018 | 7 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | SANTANDER SECURITIES | May 11, 2016 | Jun 19, 2017 | 404 | Firm change after gap | Other |