M•••• L• M•••

Advisor at E•••••••• P••

Berwyn, PA

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Search this name across graphsid dfx:ria:8697a48b-fb33-de4c-f58d-ed7ed6a60b12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P••	Independent wealth	May 2, 2019	n/a	yes	Berwyn, PA	Current employment
N••••• F••• A•••••••• L••	Asset manager	Feb 6, 2009	Jul 12, 2011	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• F••• A•••••••• L••	E•••••••• P••	Jul 12, 2011	May 2, 2019	2,851	Firm change after gap	Other
R••••••••• A•••• M••••••••• I•••	N••••• F••• A•••••••• L••	Jan 27, 2009	Feb 6, 2009

Relationships

Registered with (3)

→ E•••••••• P••Registered adviserregistration: current employment
May 2, 2019 to presentfactForm ADV
→ N••••• F••• A•••••••• L••Registered adviserregistration: previous registration
Feb 6, 2009 to Jul 12, 2011factForm ADV
→ R••••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2008 to Jan 27, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8697a48b-fb33-de4c-f58d-ed7ed6a60b12
First observed: Feb 13, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.