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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

DINUZZO PRIVATE WEALTH, INC.

CRD 112778

BEAVER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:869c547a-92ff-0efb-677f-d8381d0fd663

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Sep 14, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $147Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 8
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 2,592
Individual clients: 440
High net worth clients: 339
Custody, client assets: $217M
SEC number: 801-57384
CIK: 1994563
CRD: 112778
Filings on the tape: 45
First filed: Mar 30, 2012
Latest filed: Sep 14, 2026
Organised: Corporation, PA
Website: dinuzzofamilyoffice.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PATRICK JOSEPH DINUZZO	Personal Financial Specialist	BEAVER, PA \| TAMPA, FL	28	37	n/a	no
MARK SAMUEL DINUZZO	Certified Financial Planner\|Chartered Financial Consultant	TAMPA, FL \| BEAVER, PA	28	28	n/a	yes
CARL JOSEPH HARTMAN	Chartered Financial Consultant	BEAVER, PA	19	30	n/a	no
MICHAEL VINCENT DINUZZO	Certified Financial Planner\|Chartered Financial Consultant	BEAVER, PA	15	15	n/a	yes
ROBERT FRANCIS GRAHAM	Certified Financial Planner	BEAVER, PA	10	34	3	no
Jacob Raymond Potts	Certified Financial Planner\|Chartered Financial Consultant	BEAVER, PA	10	10	n/a	no
Leslie Dawn Wolford	Certified Financial Planner\|Chartered Financial Consultant	Cumberland, MD \| BEAVER, PA	9	10	n/a	no
Kenneth Michael McDaniel	n/a	BEAVER, PA	6	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DINUZZO, MARK, SAMUEL	CO-MANAGING DIRECTOR, EXECUTIVE VICE- PRESIDENT, RISK MANAGEMENT TEAM LEADER RISK MANAGEMENT TEAM CO-LEADER	C	yes	12/1997	Sep 14, 2026	Sep 14, 2026
DINUZZO, PATRICK, JOSEPH	CO-MANAGING DIRECTOR, CEO, PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER	D	yes	09/1989	Sep 14, 2026	Sep 14, 2026
Potts, Jacob, Raymond	CHIEF OPERATING OFFICER	Na	yes	03/2026	Sep 14, 2026	Sep 14, 2026
DINUZZO, MICHAEL, VINCENT	SENIOR VP, RISK MANAGEMENT TEAM CO-LEADER	A	no	03/2010	Mar 26, 2020	Sep 12, 2024
HARTMAN, CARL, JOSEPH	SENIOR VP, SENIOR INVESTMENT OFFICER	Na	no	03/2007	Mar 30, 2012	Sep 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DINUZZO RISK MANAGEMENT SOLUTIONS, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pittsburgh	Pa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$1.2B	$1.2B	19	8	5	n/a	n/a
2024	Mar 20, 2025	$1.0B	$1.0B	19	8	5	n/a	n/a
2023	Mar 26, 2024	$946M	$946M	20	8	5	n/a	n/a
2022	Mar 22, 2023	$842M	$842M	19	9	6	n/a	n/a
2021	Mar 28, 2022	$929M	$929M	19	9	6	n/a	n/a
2020	Mar 1, 2021	$795M	$795M	15	9	2	n/a	n/a
2019	Mar 26, 2020	$780M	$780M	17	10	2	n/a	n/a
2018	Mar 29, 2019	$699M	$699M	15	9	2	n/a	n/a
2017	Mar 30, 2018	$665M	$665M	13	9	1	n/a	n/a
2016	Mar 31, 2017	$562M	$562M	15	8	n/a	n/a	n/a
2015	Mar 30, 2016	$492M	$480M	14	7	n/a	n/a	n/a
2014	Mar 31, 2015	$433M	$433M	12	6	n/a	n/a	n/a
2013	Mar 31, 2014	$354M	$354M	12	7	n/a	n/a	n/a
2012	Mar 22, 2013	$243M	$243M	12	7	n/a	n/a	n/a
2011	Mar 30, 2012	$183M	$183M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.0B	16.2%	$842M	11.8%	19	19	6	5

Relationships

Registered with (11)

← Kenneth Michael McDanielAdvisorregistration: current employment
Feb 17, 2020 to presentfactForm ADV
← Leslie Dawn WolfordAdvisorregistration: current employment
Jul 18, 2017 to presentfactForm ADV
← Jacob Raymond PottsAdvisorregistration: current employment
Aug 5, 2016 to presentfactForm ADV
← ROBERT FRANCIS GRAHAMAdvisorregistration: current employment
Jun 27, 2016 to presentfactForm ADV
← MICHAEL VINCENT DINUZZOAdvisorregistration: current employment
Oct 8, 2010 to presentfactForm ADV
← CARL JOSEPH HARTMANAdvisorregistration: current employment
Jul 5, 2007 to presentfactForm ADV
← MARK SAMUEL DINUZZOAdvisorregistration: current employment
Aug 4, 1998 to presentfactForm ADV
← PATRICK JOSEPH DINUZZOAdvisorregistration: current employment
Jun 15, 1998 to presentfactForm ADV
← Jennifer Beth ReddingerAdvisorregistration: previous registration
Apr 8, 2019 to May 3, 2023factForm ADV
← Andrew Craig PurselAdvisorregistration: previous registration
May 22, 2019 to Feb 1, 2021factForm ADV
← GREGORY T BRICKERAdvisorregistration: previous registration
Dec 18, 2015 to Dec 1, 2017factForm ADV

Controls (2)

← DINUZZO, PATRICK, JOSEPHOwnerCEO, PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to Sep 12, 2024factForm ADV
← DINUZZO, MARK, SAMUELOwnerEXECUTIVE VICE PRESIDENT, RISK MANAGEMENT TEAM LEADER, ownership code C, individual
Mar 30, 2012 to Sep 12, 2024factForm ADV

Owns (2)

← HARTMAN, CARL, JOSEPHOwnerSENIOR VP, SENIOR INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to Sep 12, 2024factForm ADV
← DINUZZO, MICHAEL, VINCENTOwnerSENIOR VP, RISK MANAGEMENT TEAM CO-LEADER, ownership code A, individual
Mar 26, 2020 to Sep 12, 2024factForm ADV

Dated events

Occurred
May 3, 2023
Advisor changed firm
Jennifer Beth Reddinger left Dinuzzo Private Wealth, Inc. for Ameriprise Financial Services, Llc (registered 2023-07-24)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:869c547a-92ff-0efb-677f-d8381d0fd663
First observed: Mar 30, 2012
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DINUZZO PRIVATE WEALTH, INC.

CRD 112778

BEAVER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:869c547a-92ff-0efb-677f-d8381d0fd663

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PATRICK JOSEPH DINUZZO

Personal Financial Specialist

BEAVER, PA | TAMPA, FL

n/a

MARK SAMUEL DINUZZO

Certified Financial Planner|Chartered Financial Consultant

TAMPA, FL | BEAVER, PA

n/a

yes

CARL JOSEPH HARTMAN

Chartered Financial Consultant

BEAVER, PA

n/a

MICHAEL VINCENT DINUZZO

Certified Financial Planner|Chartered Financial Consultant

BEAVER, PA

n/a

yes

ROBERT FRANCIS GRAHAM

Certified Financial Planner

BEAVER, PA

Jacob Raymond Potts

Certified Financial Planner|Chartered Financial Consultant

BEAVER, PA

n/a

Leslie Dawn Wolford

Certified Financial Planner|Chartered Financial Consultant

Cumberland, MD | BEAVER, PA

n/a

Kenneth Michael McDaniel

n/a

BEAVER, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DINUZZO, MARK, SAMUEL

CO-MANAGING DIRECTOR, EXECUTIVE VICE- PRESIDENT, RISK MANAGEMENT TEAM LEADER RISK MANAGEMENT TEAM CO-LEADER

yes

12/1997

Sep 14, 2026

DINUZZO, PATRICK, JOSEPH

CO-MANAGING DIRECTOR, CEO, PRESIDENT, DIRECTOR, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER

yes

09/1989

Sep 14, 2026

Potts, Jacob, Raymond

CHIEF OPERATING OFFICER

yes

03/2026

Sep 14, 2026

DINUZZO, MICHAEL, VINCENT

SENIOR VP, RISK MANAGEMENT TEAM CO-LEADER

03/2010

Mar 26, 2020

Sep 12, 2024

HARTMAN, CARL, JOSEPH

SENIOR VP, SENIOR INVESTMENT OFFICER

03/2007

Mar 30, 2012

Sep 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DINUZZO RISK MANAGEMENT SOLUTIONS, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Pittsburgh

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

$1.2B

n/a

2024

Mar 20, 2025

$1.0B

n/a

2023

Mar 26, 2024

$946M

n/a

2022

Mar 22, 2023

$842M

n/a

2021

Mar 28, 2022

$929M

n/a

2020

Mar 1, 2021

$795M

n/a

2019

Mar 26, 2020

$780M

n/a

2018

Mar 29, 2019

$699M

n/a

2017

Mar 30, 2018

$665M

n/a

2016

Mar 31, 2017

$562M

n/a

2015

Mar 30, 2016

$492M

$480M

n/a

2014

Mar 31, 2015

$433M

n/a

2013

Mar 31, 2014

$354M

n/a

2012

Mar 22, 2013

$243M

n/a

2011

Mar 30, 2012

$183M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$1.0B

16.2%

$842M

11.8%