DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Dinuzzo Private Wealth, Inc.

Independent wealth managerBeaver, PennsylvaniaCRD 112778SEC 801-57384website IAPD

Latest filing Sep 14, 2026

First filing on the tape Mar 30, 2012 · 45 filings

SEC status approved since Apr 7, 2000

RAUM

$1.2B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

96%

$1.1B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$147M

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

45 filings and snapshots on the tape

RAUM$1.2B as of Aug 19, 2026

Mar 30, 2012$183M then

HNW client RAUM$942M as of Aug 19, 2026

Mar 30, 2018$571M then

State-registered IARs (5.B.3)8 as of Aug 19, 2026

Mar 22, 20136 then

Employees (5.A)19 as of Aug 19, 2026

Mar 22, 201312 then

Private funds: no history

RAUM +16% over the last fiscal year+12% a year over threeIARs 8 to 8offices 5 to 6

Practice profile

derived from the filing of Sep 14, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $147MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 97derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.8MderivedHNW RAUM over HNW clients
Average account: $454,216derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.4derivedItem 5.A over advisors
Advisors per office: 1.1derived7 offices incl. principal (1.F.5)
RAUM growth, one year: +16%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -0.8%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Financial planning clients: 500reportedItem 5.H
Custody: $217M, 268 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$942M80%
Individuals$192M16%
Pension and profit-sharing plans$40.9M3.5%
Corporations and businesses$1.7M0.1%
Charitable organizations$1.0M0.1%

Individual clients: 440reported
HNW clients: 339reported
Pension plan clients: 17reported
Charitable clients: n/areported
Accounts: 2,592reported
Financial planning clients: 500reported
Wrap fee programs: noreported
Custody of client assets: $217M for 268 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=3.0derived

Advisors registered through the firm

8 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Patrick Joseph DinuzzoPersonal Financial Specialist	Beaver, Pa	Jun 15, 1998	37 y	0
Mark Samuel DinuzzoCertified Financial Planner, Chartered Financial Consultant	Tampa, Fl	Aug 4, 1998	28 y	0
Carl Joseph HartmanChartered Financial Consultant	Beaver, Pa	Jul 5, 2007	30 y	0
Michael Vincent DinuzzoCertified Financial Planner, Chartered Financial Consultant	Beaver, Pa	Oct 8, 2010	15 y	0
Robert Francis GrahamCertified Financial Planner	Beaver, Pa	Jun 27, 2016	34 y	3
Jacob Raymond PottsCertified Financial Planner, Chartered Financial Consultant	Beaver, Pa	Aug 5, 2016	10 y	0
Leslie Dawn WolfordCertified Financial Planner, Chartered Financial Consultant	Cumberland, Md	Jul 18, 2017	10 y	0
Kenneth Michael Mcdaniel	Beaver, Pa	Feb 17, 2020	15 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

Jennifer Beth Reddinger to Ameriprise Financial Services, LLC
May 3, 2023 · RIA to affiliated broker-dealer or bank
Andrew Craig Pursel to Matune Basile Advisors
Feb 1, 2021 · RIA to RIA
Gregory T Bricker to Bricker Financial
Dec 1, 2017 · Other

Joined, latest

Jennifer Beth Reddinger from Wealthcare Capital Management LLC
Apr 8, 2019 · RIA to RIA
Robert Francis Graham from Pnc Wealth Management
Jun 27, 2016 · Other
Gregory T Bricker from Select Financial Group, LLC
Dec 18, 2015 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Samuel Mark Dinuzzo · Co-Managing Director, Executive Vice- President, Risk Management Team Leader Risk Management Team Co-Leadercontrol
since 12/1997 · owns 25% to 50%
Joseph Patrick Dinuzzo · Co-Managing Director, Ceo, President, Director, Chief Investment Officer, Chief Compliance Officercontrol
since 09/1989 · owns 50% to 75%
Raymond Jacob Potts · Chief Operating Officercontrol
since 03/2026 · owns less than 5%
Vincent Michael Dinuzzo · Senior Vp, Risk Management Team Co-Leader
since 03/2010 · owns 5% to 10%
Joseph Carl Hartman · Senior Vp, Senior Investment Officer
since 03/2007 · owns less than 5%

Related persons

Schedule D 7.A

Dinuzzo Risk Management Solutions, LLC
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Beaver, Pa · principal	8	0	0
Tampa, Fl	2	0	0

Offices

Schedule D 1.F, the 25 largest

Pittsburgh, PA1 employees
, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 14, 2026
Potts, Jacob, Raymond (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2020-03-26 and 2026-09-14
peers: independent wealth managers, $1B to $5B (1,362)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
Aug 19, 2026 to Sep 14, 2026
Other offices · 5 to 6
Aug 19, 2026 to Sep 14, 2026
Succession · false to unset
Aug 19, 2026 to Sep 14, 2026
Accounts · 2,545 to 2,592
Mar 20, 2025 to Mar 28, 2026
BD registered reps · 2 to 3
Mar 20, 2025 to Mar 28, 2026
HNW clients · 304 to 339
Mar 20, 2025 to Mar 28, 2026
Individual clients · 481 to 440
Mar 20, 2025 to Mar 28, 2026
Pension plan clients · 19 to 17
Mar 20, 2025 to Mar 28, 2026
Assets in custody · $146M to $217M
Mar 20, 2025 to Mar 28, 2026
Discretionary RAUM · $1.0B to $1.2B
Mar 20, 2025 to Mar 28, 2026
HNW RAUM · $767M to $942M
Mar 20, 2025 to Mar 28, 2026
Individual RAUM · $201M to $192M
Mar 20, 2025 to Mar 28, 2026
Pension RAUM · $43.2M to $40.9M
Mar 20, 2025 to Mar 28, 2026
RAUM · $1.0B to $1.2B
Mar 20, 2025 to Mar 28, 2026
Accounts · 2,549 to 2,545
Sep 12, 2024 to Mar 20, 2025
HNW clients · 285 to 304
Sep 12, 2024 to Mar 20, 2025
Individual clients · 507 to 481
Sep 12, 2024 to Mar 20, 2025
Pension plan clients · 18 to 19
Sep 12, 2024 to Mar 20, 2025
Assets in custody · $96.7M to $146M
Sep 12, 2024 to Mar 20, 2025
Employees · 20 to 19
Sep 12, 2024 to Mar 20, 2025
Financial planning clients · More than 500 to More than 500
Sep 12, 2024 to Mar 20, 2025
Discretionary RAUM · $946M to $1.0B
Sep 12, 2024 to Mar 20, 2025
HNW RAUM · $693M to $767M
Sep 12, 2024 to Mar 20, 2025
Individual RAUM · $212M to $201M
Sep 12, 2024 to Mar 20, 2025
Pension RAUM · $40.2M to $43.2M
Sep 12, 2024 to Mar 20, 2025
RAUM · $946M to $1.0B
Sep 12, 2024 to Mar 20, 2025
Accounts · 2,619 to 2,549
Apr 6, 2023 to Mar 26, 2024
Advisory employees · 9 to 8
Apr 6, 2023 to Mar 26, 2024
BD registered reps · 3 to 2
Apr 6, 2023 to Mar 26, 2024
HNW clients · 239 to 285
Apr 6, 2023 to Mar 26, 2024
Individual clients · 563 to 507
Apr 6, 2023 to Mar 26, 2024
Pension plan clients · 17 to 18
Apr 6, 2023 to Mar 26, 2024
Assets in custody · $64.7M to $96.7M
Apr 6, 2023 to Mar 26, 2024
Employees · 19 to 20
Apr 6, 2023 to Mar 26, 2024
State-registered IARs · 9 to 8
Apr 6, 2023 to Mar 26, 2024
Other offices · 6 to 5
Apr 6, 2023 to Mar 26, 2024
Discretionary RAUM · $842M to $946M
Apr 6, 2023 to Mar 26, 2024
HNW RAUM · $565M to $693M
Apr 6, 2023 to Mar 26, 2024
Individual RAUM · $241M to $212M
Apr 6, 2023 to Mar 26, 2024
Pension RAUM · $34.3M to $40.2M
Apr 6, 2023 to Mar 26, 2024

Signals

1 dated events

Jennifer Beth Reddinger left Dinuzzo Private Wealth, Inc. for Ameriprise Financial Services, Llc (registered 2023-07-24)
May 3, 2023 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: kronacher@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: csmith@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: ltaylor-neumann@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: mcindrich@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: mdinuzzo@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: mvdinuzzo@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: ndinuzzo@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: pjdinuzzo@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: rdessler@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: rfoody@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: cronacher@dinuzzo.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $147Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026