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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

STRATEGIS FINANCIAL GROUP, INC

CRD 104861

PROVO, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86a66513-b09d-90ff-c348-a02931a880b7

Data as of Sep 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Mar 27, 2012 to Sep 28, 2012
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $32.4MItem 5.F on the latest filing (2012-09-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $18.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 395
SEC number: 801-36025
CRD: 104861
Filings on the tape: 9
First filed: Mar 27, 2012
Latest filed: Sep 28, 2012
Organised: Corporation, Utah

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GARBUTT, SCOTT, HUNTER	EXECUTIVE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER	C	yes	07/2008	Mar 27, 2012	Sep 28, 2012
REID, RICHARD, PARKER	Cfo	A	yes	07/2008	Mar 27, 2012	Sep 28, 2012
SUMSION, MARK, THOMAS	President	C	yes	12/1989	Mar 27, 2012	Sep 28, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Sep 28, 2012	$32.4M	$18.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$32.4M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BLUE BARN WEALTH	2	Sep 30, 2024	Apr 22, 2024	OREM, UT	Team lift out	Other	100.0%

Relationships

Controls (3)

← SUMSION, MARK, THOMASOwnerPRESIDENT, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV
← REID, RICHARD, PARKEROwnerCFO, ownership code A, individual
Mar 27, 2012 to presentfactForm ADV
← GARBUTT, SCOTT, HUNTEROwnerEXECUTIVE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV

Registered with (5)

← MARK THOMAS SUMSIONAdvisorregistration: previous registration
Dec 30, 1991 to Sep 30, 2024factForm ADV
← SCOTT HUNTER GARBUTTAdvisorregistration: previous registration
Dec 30, 1991 to Sep 30, 2024factForm ADV
← ERIC QUINTON STATSAdvisorregistration: previous registration
Jun 29, 2012 to Feb 19, 2015factForm ADV
← MICHAEL CLARK ROANAdvisorregistration: previous registration
Mar 10, 2005 to Sep 21, 2011factForm ADV
← JASON LEE MCMULLINAdvisorregistration: previous registration
Aug 2, 2004 to Jun 2, 2005factForm ADV

Moved with (1)

→ BLUE BARN WEALTHRegistered adviser2 advisors, team lift out, same day
Sep 30, 2024 to Apr 22, 2024factForm ADV

Dated events

Occurred
Sep 30, 2024
Team lift-out
2 advisors left Strategis Financial Group, Inc (Orem, UT) for Blue Barn Wealth on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Sep 30, 2024
Advisor changed firm
Mark Thomas Sumsion left Strategis Financial Group, Inc for Blue Barn Wealth (registered 2024-04-22)
Form ADVobserved 6 days ago
Occurred
Sep 30, 2024
Advisor changed firm
Scott Hunter Garbutt left Strategis Financial Group, Inc for Blue Barn Wealth (registered 2024-04-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86a66513-b09d-90ff-c348-a02931a880b7
First observed: Mar 27, 2012
Last observed: Sep 28, 2012 170 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATEGIS FINANCIAL GROUP, INC

CRD 104861

PROVO, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:86a66513-b09d-90ff-c348-a02931a880b7

Data as of Sep 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GARBUTT, SCOTT, HUNTER

EXECUTIVE VICE PRESIDENT; CHIEF COMPLIANCE OFFICER

yes

07/2008

Mar 27, 2012

Sep 28, 2012

REID, RICHARD, PARKER

Cfo

yes

07/2008

Mar 27, 2012

Sep 28, 2012

SUMSION, MARK, THOMAS

President

yes

12/1989

Mar 27, 2012

Sep 28, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Sep 28, 2012

$32.4M

$18.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$32.4M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BLUE BARN WEALTH

Sep 30, 2024

Apr 22, 2024

OREM, UT

Team lift out

Other

100.0%