DFX Intelligence
Data Factory
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Reading the graph
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Advisor at B••••••• W••••• M••••••••• I•••
COTTONWOOD HEIGHTS, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• W••••• M••••••••• I••• | Independent wealth | Oct 7, 2020 | n/a | yes | COTTONWOOD HEIGHTS, UT | Current employment |
| B••• I••••••••• | n/a | May 17, 2022 | Dec 31, 2024 | no | SALT LAKE CITY, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• I••••••••• | n/a | Dec 31, 2024 | n/a | n/a | Departure no registered destination | Departure |
| F•••••••• W••••• M••••••••• L•• | B••••••• W••••• M••••••••• I••• | Aug 11, 2021 | Oct 7, 2020 | -308 |
| F•••••••• W••••• M••••••••• L•• | Former SEC adviser | May 25, 2016 | Aug 11, 2021 | no | DRAPER, UT | Previous registration |
| S•••••••• F•••••••• G••••• I•• | Former SEC adviser | Jun 29, 2012 | Feb 19, 2015 | no | OREM, UT | Previous registration |
| B••••••• W••••• M••••••••• I••• | Independent wealth | Mar 3, 2011 | Jun 1, 2012 | no | COTTONWOOD HEIGHTS, UT | Previous registration |
| Y••••••••• P••••••• | Former SEC adviser | Jul 10, 2009 | Mar 1, 2011 | no | IDAHO FALLS, ID | Previous registration |
| W••• R•••• A•••••••• L••••• | n/a | May 20, 2008 | Dec 31, 2009 | no | IDAHO FALLS, ID | Previous registration |
| D••••••• T•••• C•• | n/a | Jan 28, 2004 | May 26, 2004 | no | SALT LAKE CITY, UT | Previous registration |
| D••••••• T•••• C•• | n/a | Jul 30, 2003 | Dec 31, 2003 | no | SALT LAKE CITY, UT | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Sep 26, 2002 | May 1, 2003 | no | SALT LAKE CITY, UT | Previous registration |
| Firm change after gap |
| Other |
| S•••••••• F•••••••• G••••• I•• | F•••••••• W••••• M••••••••• L•• | Feb 19, 2015 | May 25, 2016 | 461 | Firm change after gap | Other |
| B••••••• W••••• M••••••••• I••• | S•••••••• F•••••••• G••••• I•• | Jun 1, 2012 | Jun 29, 2012 | 28 | Firm change | Other |
| Y••••••••• P••••••• | B••••••• W••••• M••••••••• I••• | Mar 1, 2011 | Mar 3, 2011 | 2 | Firm change | Other |
| W••• R•••• A•••••••• L••••• | Y••••••••• P••••••• | Dec 31, 2009 | Jul 10, 2009 | -174 | Firm change after gap | Other |
| D••••••• T•••• C•• | W••• R•••• A•••••••• L••••• | May 26, 2004 | May 20, 2008 | 1,455 | Firm change after gap | Other |
| W•••• F•••• I••••••••• L•• | D••••••• T•••• C•• | May 1, 2003 | Jul 30, 2003 | 90 | Firm change | Other |