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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

KELLY FRASER

Advisor at STRATEGIC ADVISERS LLC

TABERNASH, CO

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Search this name across graphsid dfx:ria:86b93a41-53bb-a55d-61c0-5238f770e1ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 13, 2005
First registration: Apr 14, 2005
Dual registered: yes, broker-dealer
Other names: KELLY L. FRASER|Kelly Fraser|KELLY LOUISE FRASER
IAPD individual key: 4169009

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	TABERNASH, CO	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 1, 2021	Mar 31, 2025	no	GREENWOOD VILLAGE, CO	Previous registration
WAMBOLT & ASSOCIATES, LLC	Former SEC adviser	Feb 22, 2019	Feb 1, 2021	no	LITTLETON, CO	Previous registration
CENTRIC INVESTMENT GROUP INC	Former SEC adviser	Feb 22, 2019	Dec 18, 2019	no	LITTLETON, CO	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 3, 2012	Nov 15, 2017	no	ENGLEWOOD, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 14, 2005	Feb 20, 2019	no	ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|Lone Tree, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
WAMBOLT & ASSOCIATES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Feb 1, 2021	Jul 1, 2021	150	Firm change	RIA to ibd
CENTRIC INVESTMENT GROUP INC	WAMBOLT & ASSOCIATES, LLC	Dec 18, 2019	Feb 22, 2019	-299	Firm change after gap	RIA to RIA
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Feb 20, 2019	Jan 3, 2012	-2,605	Channel change	Other
SCHWAB WEALTH ADVISORY, INC.	CENTRIC INVESTMENT GROUP INC	Nov 15, 2017	Feb 22, 2019	464	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
114066:153454:CO:2019-12-18	Dec 18, 2019	Feb 22, 2019	LITTLETON, CO	Firm change after gap

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2021 to Mar 31, 2025factForm ADV
→ WAMBOLT & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Feb 22, 2019 to Feb 1, 2021factForm ADV
→ CENTRIC INVESTMENT GROUP INCRegistered adviserregistration: previous registration
Feb 22, 2019 to Dec 18, 2019factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 14, 2005 to Feb 20, 2019factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Nov 15, 2017factForm ADV

Dated events

No dated event names this entity yet.