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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CENTRIC INVESTMENT GROUP INC

CRD 114066

LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0582997-4fc9-3b62-e261-07cc1c32cb41

Data as of Jul 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Aug 1, 2016 to Jul 28, 2019
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $13.1MItem 5.F on the latest filing (2019-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $13.1M
Private client RAUM: $12.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 70
Individual clients: 22
Custody, client assets: $3.0M
SEC number: 801-108235
CRD: 114066
Filings on the tape: 13
First filed: Aug 1, 2016
Latest filed: Jul 28, 2019
Organised: Corporation, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WAMBOLT, GREGORY, ALAN	CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	E	yes	05/2016	Aug 1, 2016	Jul 28, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WAMBOLT & ASSOCIATES, LLC	n/a	Former SEC adviser	$587M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Evergreen	Co	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 27, 2019	$13.1M	$13.1M	13	6	1	n/a	n/a
2017	Mar 15, 2018	$7.3M	$7.3M	9	5	0	n/a	n/a
2016	Mar 23, 2017	$6.0M	$6.0M	7	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$13.1M	$7.3M	80.3%	n/a	n/a	13	9	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WAMBOLT & ASSOCIATES, LLC	2	Dec 18, 2019	Jul 10, 2019	LITTLETON, CO	Team lift out	RIA to RIA	50.0%
METIS WEALTH MANAGEMENT, LLC	2	Dec 18, 2019	Aug 26, 2016	LITTLETON, CO	Team lift out	Other	50.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
METIS, L.L.C.	2	Apr 2, 2015	Jun 21, 2016	LITTLETON, CO	Team lift out	Other	100.0%

Relationships

Affiliated with (2)

→ WAMBOLT & ASSOCIATES, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← METIS WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (1)

← WAMBOLT, GREGORY, ALANOwnerCHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Aug 1, 2016 to presentfactForm ADV

Registered with (8)

← GREGORY ALAN WAMBOLTAdvisorregistration: previous registration
May 13, 2016 to Dec 18, 2019factForm ADV
← KELLY FRASERAdvisorregistration: previous registration
Feb 22, 2019 to Dec 18, 2019factForm ADV
← CYNTHIA DIANE ALVAREZAdvisorregistration: previous registration
Jun 21, 2016 to Dec 18, 2019factForm ADV
← Giulia A LaplanteAdvisorregistration: previous registration
Jul 10, 2019 to Dec 18, 2019factForm ADV
← LINDSEY KAY LANGHANSAdvisorregistration: previous registration
Apr 22, 2019 to Nov 21, 2019factForm ADV
← MATTHEW ROBERT BLAKEAdvisorregistration: previous registration
Mar 15, 2017 to Mar 5, 2018factForm ADV
← LOUIS BLYTH LLANESAdvisorregistration: previous registration
Nov 29, 2011 to Mar 18, 2014factForm ADV
← JOSHUA D TAYLORAdvisorregistration: previous registration
Sep 16, 1999 to Jul 20, 2005factForm ADV

Moved with (3)

→ WAMBOLT & ASSOCIATES, LLCRegistered adviser2 advisors, team lift out, same day
Dec 18, 2019 to Jul 10, 2019factForm ADV
→ METIS WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Dec 18, 2019 to Aug 26, 2016factForm ADV
← METIS, L.L.C.Registered adviser2 advisors, team lift out, same day
Apr 2, 2015 to Jun 21, 2016factForm ADV

Dated events

Occurred
Jul 28, 2019
Control person left
Jeff Wambolt (Chief Compliance Officer) no longer on Schedule A of Centric Investment Group Inc (listed 2019-07-09, absent 2019-07-28)
Form ADVobserved 4 days ago
Occurred
Apr 25, 2019
Control person joined
Jeff Wambolt (Chief Compliance Officer) appeared on Schedule A of Centric Investment Group Inc
Form ADVobserved 4 days ago
Occurred
Aug 1, 2016
Succession filed (Item 4)
Centric Investment Group Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Aug 1, 2016
First Form ADV filing
Centric Investment Group Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d0582997-4fc9-3b62-e261-07cc1c32cb41
First observed: Aug 1, 2016
Last observed: Jul 28, 2019 87 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CENTRIC INVESTMENT GROUP INC

CRD 114066

LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d0582997-4fc9-3b62-e261-07cc1c32cb41

Data as of Jul 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WAMBOLT, GREGORY, ALAN

CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER

yes

05/2016

Aug 1, 2016

Jul 28, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WAMBOLT & ASSOCIATES, LLC

n/a

Former SEC adviser

$587M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Evergreen

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 27, 2019

$13.1M

n/a

2017

Mar 15, 2018

$7.3M

n/a

2016

Mar 23, 2017

$6.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$13.1M

$7.3M

80.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WAMBOLT & ASSOCIATES, LLC

Dec 18, 2019

Jul 10, 2019

LITTLETON, CO

Team lift out

RIA to RIA

50.0%

METIS WEALTH MANAGEMENT, LLC

Dec 18, 2019

Aug 26, 2016

LITTLETON, CO

Team lift out

Other

50.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

METIS, L.L.C.

Apr 2, 2015

Jun 21, 2016

LITTLETON, CO

Team lift out

Other

100.0%