DFX Intelligence

G•••• A••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

G•••• A••• M••••

Advisor at E••••• P••••••• O• N•• E••••••• L••

PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:86b99169-6a64-b3fc-af2f-cffce130d489

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 25, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• P••••••• O• N•• E••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 5, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• P••••••• O• N•• E••••••• L••	Former SEC adviser	Jul 28, 2023	n/a	yes	PORTSMOUTH, NH	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	May 28, 2019	Jul 24, 2019	no	MERRIMACK, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	E••••• P••••••• O• N•• E••••••• L••	Jul 24, 2019	Jul 28, 2023	1,465	Firm change after gap	Other
W•••• F•••• A•••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Apr 9, 2019	May 28, 2019

Relationships

Registered with (6)

→ E••••• P••••••• O• N•• E••••••• L••Registered adviserregistration: current employment
Jul 28, 2023 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
May 28, 2019 to Jul 24, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 12, 2011 to Apr 9, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86b99169-6a64-b3fc-af2f-cffce130d489
First observed: Apr 25, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.