DFX Intelligence

B•••• W••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

B•••• W••• C••••••• L••

CRD 331360

MEQUON, WI

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Search this name across graphsid dfx:ria:86b9b1a8-7cef-9ed1-1309-6fadfe3a7905

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2026 to Jul 8, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $14.7M••• Locked
Discretionary RAUM: $14.7M
Private client RAUM: $12.0Mderived••• Locked
Private client share: 82%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••• M••••• B••••	n/a	MEQUON, WI	1	21	3	no
K••••••• J• W•••	n/a	MEQUON, WI	1	19

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
N••••••••• M••••• I••••••••• S•••••••••	2	Apr 16, 2024	Feb 13, 2025	MILWAUKEE, WI	Team lift out	Other	0.1%

Relationships

Registered with (2)

← S••••• M••••• B••••Advisorregistration: current employment
Feb 13, 2025 to presentfactForm ADV
← K••••••• J• W•••Advisorregistration: current employment
Feb 13, 2025 to presentfactForm ADV

Moved with (1)

← N••••••••• M••••• I••••••••• S•••••••••Registered adviser2 advisors, team lift out, same day
Apr 16, 2024 to Feb 13, 2025factForm ADV

Dated events

Occurred
Apr 16, 2024
Team lift-out
••• Locked
Form ADVobserved 8 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:86b9b1a8-7cef-9ed1-1309-6fadfe3a7905
First observed: Jul 8, 2026
Last observed: Jul 8, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.