This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BRUCE WOOD CAPITAL, LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Feb 3, 2012

First registration

Dec 23, 2019

Dual registered

no

Other names

KATHLEEN J SVOBODA|KATHLEEN JO WOOD|KATHLEEN JO SVOBODA

IAPD individual key

5475675

• Occurred

  Apr 16, 2024
  Advisor changed firm

  Kathleen Jo Wood left Northwestern Mutual Investment Services,Llc for Bruce Wood Capital, Llc (registered 2025-02-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2a98b0cc-7f64-ce6e-bdaf-9a844009efb0

First observed

Dec 23, 2019

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.